Talphera raises ~$1.6M in final private placement tranches; regains Nasdaq compliance

TALPHERA, INC.

Issued 1,023,890 shares at $0.586/share and pre-funded warrants for 1,706,484 shares at $0.585/warrant.
Pre-funded warrants exercisable at $0.001/share with unlimited term; gross proceeds ~$1.6M.
Nasdaq notified Talphera on Oct 20, 2025 that it regained bid price compliance (closing bid ≥$1.00 for 10 consecutive days ending Oct 17, 2025).
Second and third closings of private placement occurred after certain purchasers waived conditions on Oct 21, 2025.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

TALPHERA, INC. issued up to an aggregate of 1,706,484 shares of common stock of warrant to certain Purchasers for $0.585 per pre-funded warrant.

Security: warrant
Shares: up to an aggregate of 1,706,484 shares of common stock
Purchaser: certain Purchasers
Consideration: $0.585 per pre-funded warrant

Exact text from the filing

with respect to such Purchasers only (collectively, the Optional Closing), and we issued and sold to such Purchasers: ● 1,023,890 shares of common stock at a purchase price of $0.586 per share; and ● Pre-funded warrants at a purchase price of $0.585 per pre-funded warrant to purchase up to an aggregate of 1,706,484 shares of common stock at an exercise price

View on SEC.gov

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

TALPHERA, INC. issued 1,023,890 shares of common stock of common stock to certain Purchasers for $0.586 per share.

Security: common stock
Shares: 1,023,890 shares of common stock
Purchaser: certain Purchasers
Consideration: $0.586 per share

Exact text from the filing

and we issued and sold to such Purchasers: ● 1,023,890 shares of common stock at a purchase price of $0.586 per share

View on SEC.gov

Browse all equity issuances →

TALPHERA, INC. filing history →

Source: SEC EDGAR

accession 0001437749-25-031468

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.