Stockholders approve share issuance for merger; director elected contingent on closing

Horizon Technology Finance Corp

At special meeting March 13, 2026, stockholders approved issuance of common stock per Merger Agreement.
Vote: 19,318,369 For, 3,776,878 Against, 1,755,735 Abstain (46,316,648 shares eligible).
Thomas J. Allison elected Class I director with 20,996,897 For, 3,854,085 Withheld; contingent on Merger closing.
Merger detailed in proxy statement/prospectus filed January 20, 2026; completion subject to other conditions.

item 5.07

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