Cosmos Health Inc. (COSM): Nasdaq/NYSE listing notice — Cosmos Health receives Nasdaq late-filing notice for 2023 10-K; 60 days to submit compliance plan

Cosmos Health Inc.

Notice received April 17, 2024 for failure to file annual Form 10-K for FY 2023 by due date.
Company has 60 calendar days to submit a plan to Nasdaq; extension up to 180 days possible if plan accepted.
No immediate impact on listing, but a non-compliance indicator will be broadcast.
CEO Greg Siokas states team is working diligently to regain compliance in short order.
If plan is rejected, company can appeal to a Nasdaq hearings panel.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Cosmos Health Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 17, 2024, it received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) stating that, because the Company has not yet filed its Annual Report on Form 10-K for the period ended December 31, 2023 (the “Form 10-K”), the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission. The Nasdaq letter has no immediate effect on the listing of the Company’s shares. As a non-compliant company, an indicator reflecti

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Cosmos Health Inc. filing history →

Source: SEC EDGAR

accession 0001477932-24-002262

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