SHF Holdings, Inc. (SHFS): Nasdaq/NYSE listing notice — SHF Holdings receives Nasdaq deficiency notice for bid price below $1

SHF Holdings, Inc.

Received Nasdaq letter on March 16, 2023, for failing $1 minimum closing bid price for 30 consecutive business days.
No immediate delisting; shares (SHFS) and warrants (SHFSW) continue trading on Nasdaq.
Has 180 calendar days (until Sept 12, 2023) to regain compliance by closing bid price >= $1 for 10 consecutive days.
If non-compliant by Sept 12, may be eligible for additional 180 days; otherwise delisting process may begin.
Company intends to monitor bid price and evaluate options to regain compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

SHF Holdings, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

March 16, 2023, SHF Holdings, Inc. (the “Company”) received a letter from the listing qualifications department staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that for the last 30 consecutive business days, the Company did not maintain a minimum closing bid price of $1 per share for its common stock, as required by Nasdaq listing rule 5550(a)(2). The notice has no immediate effect on the listing of the Company’s common stock or warrants, and the Company’s common stock and warrants continue to trade on The Nasdaq Global Market under the symbols “SHFS” and “SHFSW,” respectivel

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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

SHF Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-008134

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