Highest-materiality recent filing
SHF Holdings Q1 revenue $2.0M (+2.2% YoY); loan income surges 55.6%
Revenue $2.0M, up 2.2% YoY; loan program income $0.8M, up 55.6% due to restructured PCCU agreement.
SHF Holdings: Director Richard Carleton to not seek reelection; Klimas, Tonner join committees
Richard Carleton informed board on May 8, 2026, he will not stand for reelection at 2026 annual meeting.
SHFS lowers Series B conversion and warrant exercise price to $0.65 through July 2026
Conversion price of Series B Preferred reduced to $0.65 from May 6 to July 31, 2026.
Safe Harbor (SHFS) expands cannabis lending platform with new financing products
New offerings include CRE, working capital, equipment, invoice, and bridge financing.
SHF Holdings gets Nasdaq deficiency letter; loses court ruling on merger dispute
Nasdaq notified SHF of non-compliance with $1.00 minimum bid price; 180-day cure period until October 19, 2026.
SHF Holdings launches 401(k) retirement plan for cannabis employers
Plan is a pooled employer 401(k) for state-legal cannabis businesses and service providers.
SHF Holdings Q4 revenue up 12% sequentially, eliminates $18M debt, extends PCCU deal to 2031
Q4 revenue $2.1M (+12% QoQ); net loss $0.6M vs $51.7M loss in Q4 2024.
Safe Harbor Q4 rev $2.1M (+12% sequential); FY25 revenue down 50% to $7.7M
Q4 2025 total revenue $2.1M, up 12% sequentially; loan program income $0.9M, up 71%.
SHF Holdings reports 29% YoY growth in emerging market deposits; total deposits up 4.5%
Emerging US market average deposit balances increased 29% YoY for 12 months ended Feb 4, 2026.
Safe Harbor Financial extends PCCU alliance; expects $9M revenue boost through 2031
Amended Commercial Alliance Agreement extends term through Dec 2031, with automatic two-year renewals.
Safe Harbor Financial reports Q3 net profit, $24M recap, $6.8M cash
Completed $24M recapitalization eliminating $19M debt; Nasdaq compliance re-established.
Safe Harbor regains Nasdaq compliance, eliminates $18.8M debt, raises $6.8M capital
Regained compliance with Nasdaq Rule 5550(b)(1) requiring $2.5M shareholders' equity.
SHF Holdings amends warrant exercisability date to six months after Applicable Date
On Oct 14, 2025, SHF Holdings and each Buyer amended the Securities Purchase Agreement dated Sept 30, 2025.
Issued 31,052 Series B Convertible Preferred shares and warrants for 1,999,544 common shares at $7.7644 exercise price; net cash proceeds ~$6.1M.
SHF Holdings appoints three officers and reduces board size from 7 to 5
Douglas Beck appointed Principal Accounting Officer; continues as SVP Finance, Controller; base salary $175,000 unchanged.
SHF Holdings enters $150M equity purchase agreement with CREO Investments
Total Purchase Commitment up to $150M, potentially expandable to $500M by mutual agreement.
SHF Holdings issues additional $125K convertible note with 20% OID to accredited investor
On September 9, 2025, SHF Holdings issued a $125,000 convertible promissory note to an accredited investor.
SHF Holdings closes $562,500 convertible note offering with 20% OID, due August 2026
Aggregate principal $562,500, 20% original issue discount, maturity August 2026.
SHF Holdings restates Q1 2025 results; stock-based comp error adds ~$500K to loss
Restatement of Q1 2025 financials due to incorrect Black-Scholes inputs (expected term, stock price); increases operating expenses and net loss by ~$500K.
SHF Holdings restates Q1 2025 results; stock-based compensation error adds $500K to loss
Company concludes Q1 2025 financials should no longer be relied upon due to incorrect Black-Scholes inputs for stock option awards.
SHF Holdings stockholders approve equity plan share increase to 626,749; reject governance proposal
Elected Terrance E. Mendez (1,596,009 for) and Francis A. Braun III (1,546,223 for) as Class I directors.
SHF Holdings enters waiver with PCCU to permanently terminate board designation rights; CLO resigns
PCCU forever waives its right to designate one Class I and three Class II directors on SHF's board.
On May 22, 2025, Donald Emmi, the Chief Legal Officer of the Company, informed the Company that he is resigning from his role at the Company effective June 6, 2025.
Max materiality 0.85 · Median 0.62 · Most common event other_material