Sports Entertainment Gaming Global Corp (SEGG): Nasdaq/NYSE listing notice — Lottery.com receives additional Nasdaq delisting notice for late 10-K; appoints Nick Kounoupias as independent director

Sports Entertainment Gaming Global Corp

Received delisting notice from Nasdaq for failure to file 2022 10-K on time; adds to prior delisting bases (bid price, Q2/Q3 10-Qs).
Appointed Nick Kounoupias as independent director effective April 10, 2023; expected to join Audit, Compensation, and Nominating Committees.
Company has appealed delisting; will present a compliance plan at Nasdaq hearing; no assurance of acceptance.
Mr. Kounoupias is a 40-year attorney with expertise in corporate governance and IP; founder of Kounoupias IP.

item 3.01 item 5.02 item 7.01 item 9.01

Executive movements

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Appointed

Nick Kounoupias

Independent Director

SEGG · Sports Entertainment Gaming Global Corp

Effective: 2023-04-10
Filed: April 10, 2023, 7:59 PM ET

On April 10, 2023, the Company publicly announced the appointment of experienced lawyer, Nick Kounoupias, as an independent member of the Company’s Board of Directors.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Sports Entertainment Gaming Global Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 4, 2023, the Company received an additional notice (the “ Notice ”) from Nasdaq indicating that as a result of the fact that the Company’s Annual Report on Form 10-K for the year ended December 31, 2022 has not been filed, Nasdaq did not receive the Annual Report, and it does not comply with Nasdaq’s filing requirements set forth in Listing Rule 5250(c)(1), this matter serves as an additional basis for delisting the Company’s securities from The Nasdaq Stock Market. As previously disclosed, the Company has requested a hearing to appeal Nasdaq’s delisting determination. At the panel heari

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Executive change SEC 8-K Item 5.02 confidence 0.95

Nick Kounoupias was appointed as Independent Director at Sports Entertainment Gaming Global Corp.

Action: appointed
Role: Independent Director

Exact text from the filing

On April 10, 2023, the Company publicly announced the appointment of experienced lawyer, Nick Kounoupias, as an independent member of the Company’s Board of Directors.

View on SEC.gov

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Sports Entertainment Gaming Global Corp filing history →

Source: SEC EDGAR

accession 0001493152-23-011725

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