secwatch / observer
8-K filed June 5, 2023, 7:59 PM ET ticker REFR CIK 0000793524
leadership confidence high sentiment positive materiality 0.55

RESEARCH FRONTIERS INC (REFR): Nasdaq/NYSE listing notice — Gauzy CEO Eyal Peso joins Research Frontiers board; Nasdaq compliance cured

RESEARCH FRONTIERS INC

Executive movements

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Appointed

Eyal Peso

Director
REFR · RESEARCH FRONTIERS INC
Effective
2023-06-04
Filed
June 5, 2023, 7:59 PM ET
Effective June 4, 2023, Gauzy Chairman and CEO Eyal Peso was appointed to serve on the Research Frontiers Board of Directors.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

RESEARCH FRONTIERS INC received a nasdaq deficiency notice notice regarding audit committee (rules 5605).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
audit committee
Rules
5605
Exact text from the filing
May 30, 2023, the Company received a letter from the Nasdaq Stock Market (“Nasdaq”) noting that, in accordance with Nasdaq Listing Rule 5605, the Audit Committee of the Company was required to consist of at least three independent directors in order to satisfy applicable Nasdaq listing requirements. The Company believes that with the appointment of Mr. Peso to the Company’s Audit Committee (which is in addition to his appointment to its Nominating and Corporate Governance Committee), the Company meets the Nasdaq listing requirements as set forth in Nasdaq Listing Rule 5605. Details are noted i
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Eyal Peso was appointed as Director at RESEARCH FRONTIERS INC.

Action
appointed
Role
Director
Exact text from the filing
Effective June 4, 2023, Gauzy Chairman and CEO Eyal Peso was appointed to serve on the Research Frontiers Board of Directors.
View on SEC.gov

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RESEARCH FRONTIERS INC filing history →

Source: SEC EDGAR
accession 0001493152-23-020085
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