Vinco Ventures, Inc.: Nasdaq/NYSE listing notice — Vinco Ventures receives Nasdaq delisting notice after three directors resign, causing non-compliance

Vinco Ventures, Inc.

Nasdaq issued an additional Staff Determination on July 14, 2023, for non-compliance with Listing Rules 5605(b)(1), (c)(2), (d)(2).
Resignations of directors Richard Levychin, Lisa King, and Brian Hart left board without required independent directors.
Company must submit its views to Nasdaq Hearings Panel by July 21, 2023, or face delisting.
This is an additional basis for delisting the company's securities from The Nasdaq Capital Market.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Vinco Ventures, Inc. received a nasdaq deficiency notice notice regarding other (rules 5605(b)(1), 5605(c)(2), 5605(d)(2)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5605(b)(1), 5605(c)(2), 5605(d)(2)

Exact text from the filing

July 14, 2023, Vinco Ventures, Inc.(the “Company”) received an Additional Staff Determination – Delinquency letter from Nasdaq. Due to the resignations of Richard Levychin, Lisa King and Brian Hart from the Company’s Board of Directors, the Company no longer complies with Nasdaq’s independent director, audit, and compensation committee requirements as set forth in Listing Rule 5605(b)(1) and 5605(c)(2) and 5605(d)(2). Accordingly, these matters serve as an additional basis for delisting the Company’s securities from The Nasdaq Stock Market. This letter also serves as formal notification that t

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Source: SEC EDGAR

accession 0001493152-23-025134

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