secwatch / observer
8-K filed November 2, 2023, 7:59 PM ET ticker OPTX CIK 0001866816
M&A confidence high sentiment positive materiality 0.65

OmniLit shareholders approve Syntec Optics merger; ~1.3M shares redeemed for $13.8M

SYNTEC OPTICS HOLDINGS, INC.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.85

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Election of seven (7) directors to serve as directors of New Syntec Optics. at the 2023-10-31 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to elect seven (7) directors who will serve as directors of New Syntec Optics until their successors are duly elected and qualified, subject to their earlier death, resignation, or removal (the “ Director Election Proposal ”) For Against Abstain 5,558,852 272,614 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the Business Combination, including adopting the Business Combination Agreement and approving the other transactions contemplated thereby. at the 2023-10-31 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to approve the Business Combination, including (a) adopting the Business Combination Agreement and (b) approving the other transactions contemplated by the Business Combination Agreement and related agreements described in the October 5, 2023 proxy statement/prospectus (the “ Business Combination Proposal ”). For Against Abstain 5,828,860 2,606 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the issuance of shares of common stock in connection with the Business Combination for purposes of complying with applicable Nasdaq rules. at the 2023-10-31 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders, for purposes of complying with the applicable rules of Nasdaq, approved the issuance of shares of OmniLit’s common stock in connection with the Business Combination, including, without limitation, the Aggregate Merger Consideration, the Earnout RSUs, assuming the Business Combination Proposal and the Charter Proposal are approved, for purposes of complying with the applicable Nasdaq rules (the “ Nasdaq Proposal ”) For Against Abstain 5,828,860 2,606 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Adjourn the annual meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies. at the 2023-10-31 meeting.

Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to adjourn the annual meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal, the Incentive Plan Proposal, the Nasdaq Proposal, the ESPP Proposal or the Director Election Proposal (the “ Adjournment Proposal . ”) For Against Abstain 5,828,860 2,606 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve and adopt the OmniLit Combination 2023 Equity Incentive Plan. at the 2023-10-31 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to approve and adopt, assuming the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal are approved, for purposes of complying with the applicable Nasdaq rules, the OmniLit Combination 2023 Equity Incentive Plan (the “ Incentive Plan Proposal ”) For Against Abstain 5,558,852 272,614 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the Syntec Optics, Inc. 2023 Employee Stock Purchase Plan. at the 2023-10-31 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to approve, assuming the Business Combination Proposal, the Charter Proposal, the Nasdaq Proposal and the Incentive Plan Proposal are approved, the Syntec Optics, Inc. 2023 Employee Stock Purchase Plan (the “ ESPP Proposal ”) For Against Abstain 5,828,860 2,606 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve and adopt the second amended and restated certificate of incorporation of OmniLit. at the 2023-10-31 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-10-31
Exact text from the filing
The Stockholders approved the proposal to approve and adopt, assuming the Business Combination Proposal is approved, the second amended and restated certificate of incorporation of OmniLit, (the “ Charter Proposal ”) For Against Abstain 5,558,852 272,614 0
View on SEC.gov

1669 shareholder votes filed in the last 30 days. Browse all shareholder votes →

SYNTEC OPTICS HOLDINGS, INC. filing history →

Source: SEC EDGAR
accession 0001493152-23-039042
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