PetVivo Holdings, Inc. (PETV): Nasdaq/NYSE listing notice — PetVivo receives Nasdaq delisting notice for equity shortfall; intends to appeal

PetVivo Holdings, Inc.

Received Nasdaq notice on Nov 17, 2023 for non-compliance with minimum stockholders' equity rule (below $2.5M).
Does not meet alternative compliance standards relating to market value of listed securities or net income.
Trading suspension of common stock and warrants set for Nov 28, 2023 unless appeal is requested.
Company intends to timely request a hearing by Nov 24 to stay the suspension pending Panel decision.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

PetVivo Holdings, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 5550(b)(1)

Exact text from the filing

November 17, 2023, PetVivo Holdings, Inc. (the “Company”) received written notice (“ Notice ”) from the Nasdaq Stock Market (“ Nasdaq ”) stating that the Company no longer complies with the minimum stockholders’ equity requirement under Nasdaq Listing Rule 5550(b)(1) for continued listing on The Nasdaq Capital Market because the Company’s stockholders’ equity, as reported in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2023, has fallen below $2.5 million. In addition, the Company does not meet the alternative compliance standards relating to the mark

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PetVivo Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-042613

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