Aetherium Acquisition Corp: Nasdaq/NYSE listing notice — Aetherium Acquisition faces Nasdaq delisting for multiple compliance failures, hearing set for Feb 27

Aetherium Acquisition Corp

Nasdaq notified on Nov 27, 2023 that Company failed to file Q3 2023 Form 10-Q and has less than 400 total holders.
Previously cited for failing to maintain MVLS of $50M and late Q1/Q2 2023 filings; compliance not yet regained.
Company appealed on Dec 4, 2023; Nasdaq Hearings Panel granted stay of suspension pending hearing on Feb 27, 2024.
No assurance that Panel will grant continued listing; delisting risk remains high.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Aetherium Acquisition Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)

Exact text from the filing

November 27, 2023, Staff provided written notice to the Company does not comply with Listing Rule 5250(c) because it did not file its Form 10-Q for the period ended September 30, 2023. In addition, Staff has determined that the Company does not comply with the minimum 400 total holders as required by Listing Rule 5450(a)(2). Pursuant to Listing Rule 5810(d)(2), the foregoing deficiencies serve as an additional and separate basis for delisting, and as such, the Company must address this concern before a Hearings Panel if it appeals Staffs determination. On December 4, 2023, the Company appealed

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Aetherium Acquisition Corp received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2)

Exact text from the filing

November 27, 2023, Staff provided written notice to the Company does not comply with Listing Rule 5250(c) because it did not file its Form 10-Q for the period ended September 30, 2023. In addition, Staff has determined that the Company does not comply with the minimum 400 total holders as required by Listing Rule 5450(a)(2). Pursuant to Listing Rule 5810(d)(2), the foregoing deficiencies serve as an additional and separate basis for delisting, and as such, the Company must address this concern before a Hearings Panel if it appeals Staffs determination. On December 4, 2023, the Company appealed

View on SEC.gov

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Source: SEC EDGAR

accession 0001493152-24-005421

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