SHF Holdings, Inc. (SHFS): Nasdaq/NYSE listing notice — SHF Holdings receives Nasdaq deficiency notice for bid price below $1.00; extends CFO/CLO contracts

SHF Holdings, Inc.

Received Nasdaq notice on April 5, 2024: common stock bid price below $1.00 for 30 consecutive business days.
Has 180 calendar days (until Oct 2, 2024) to regain compliance with Nasdaq minimum bid price rule.
Extended CFO James Dennedy's employment term to May 16, 2026; CLO Donald Emmi's to Aug 22, 2026.
Amendments include April 2024 payout of accrued unused PTO and six-month supplemental severance upon release.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SHF Holdings, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2), 5810(c)(3)(A)

Exact text from the filing

April 5, 2024, SHF Holdings, Inc. (the “Company”) received a letter from the listing qualifications department staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that for the last 30 consecutive business days, the Company did not maintain a minimum closing bid price of $1.00 per share for its common stock, as required by Nasdaq Marketplace Rule 5550(a)(2). The notice has no immediate effect on the listing of the Company’s common stock or warrants, and the Company’s common stock and warrants continue to trade on The Nasdaq Capital Market under the symbols “SHFS” and “SHFSW,” resp

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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

SHF Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-24-013874

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