AERWINS Technologies Inc.: Nasdaq/NYSE listing notice — AERWINS gets additional Nasdaq delisting notice for delinquent 2023 10-K

AERWINS Technologies Inc.

Received Additional Staff Delisting Determination on April 17, 2024 for failure to file 2023 Form 10-K.
Must present views to Nasdaq Hearings Panel in writing by April 24, 2024.
Previously granted exception extension to May 31, 2024 for equity requirement compliance.
Delays caused by bankruptcy of Japanese subsidiary A.L.I. Technologies (filed Dec 2023).
Company expects to file the 10-K 'in the coming days'.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

AERWINS Technologies Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

g no later than April 24, 2024. History of Potential Nasdaq Delisting As previously disclosed in the Current Report on Form 8-K filed on April 21, 2023 by the Company, on April 20, 2023, Nasdaq notified the Company that it no longer complied with the minimum bid price requirement under Listing Rule 5450(a)(1). In accordance with Listing Rule 5810(c)(3)(A), the Company was provided 180 calendar days, or until October 17, 2023, to regain compliance with Rule 5450(a)(1) (the “Bid Price Rule”). As previously disclosed on a Form 8-K filed with the SEC on October 23, 2023, on October 18, 2023, Nasda

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Source: SEC EDGAR

accession 0001493152-24-015712

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