8-K
filed January 14, 2025, 6:59 PM ET
ticker CISO
CIK 0001777319
other material
confidence high
sentiment negative
materiality 0.80
CISO Global, Inc. (CISO): Nasdaq/NYSE listing notice — CISO Global receives Nasdaq delisting notice for missing annual meeting; appoints three new directors
CISO Global, Inc.
- Received Nasdaq notice on Jan 10, 2025 for failing to hold annual meeting within 12 months of FYE Dec 31, 2023.
- Company has 45 days to submit a compliance plan; Nasdaq may grant exception until June 30, 2025.
- Appointed Phillip Balatsos, Mohsen Khorassani, and Andrew Hancox as directors effective Jan 8, 2025.
- Five board members (Smith, Oakes, Holbrook, Chugg, VanDeWeghe) resigned simultaneously.
- Appointments and resignations triggered by $4M gross proceeds received under Dec 10, 2024 securities purchase agreement.
Key facts
Extracted from this filing and checked against the source text.
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.9
CISO Global, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).
- Exchange
- nasdaq
- Notice
- deficiency notice
- Rules
- 5620(a), 5810(c)(2)(G)
Exact text from the filing
January 10, 2025, CISO Global Inc. (the “Company”) received a notification letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, since the Company has not yet held an ann
View on SEC.gov
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.9
CISO Global, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).
- Exchange
- nasdaq
- Notice
- deficiency notice
- Rules
- 5620(a), 5810(c)(2)(G)
Exact text from the filing
January 10, 2025, CISO Global Inc. (the “Company”) received a notification letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, since the Company has not yet held an annual meeting of shareholders within twelve months of the end of its December 31, 2023 fiscal year, it is out of compliance with the Nasdaq rules for continued listing (Listing Rules 5620(a) and 5810(c)(2)(G)). The notification letter has no immediate effect on the listing of the Company’s securities on the Nasdaq Capital Market. Under the applicable Nasdaq rules, the Company now
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Andrew Hancox was appointed as Director at CISO Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
the Board of Directors (the “Board”) of the Company appointed Phillip Balatsos, Mohsen (Michael) Khorassani and Andrew Hancox as new members of the Board
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Ernest M. (Kiki) VanDeWeghe resigned as Director at CISO Global, Inc..
- Action
- resigned
- Role
- Director
Exact text from the filing
the Board accepted the resignation letters previously tendered by existing members of the Board, Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Debra Smith resigned as Director at CISO Global, Inc..
- Action
- resigned
- Role
- Director
Exact text from the filing
the Board accepted the resignation letters previously tendered by existing members of the Board, Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Reid S. Holbrook resigned as Director at CISO Global, Inc..
- Action
- resigned
- Role
- Director
Exact text from the filing
the Board accepted the resignation letters previously tendered by existing members of the Board, Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Robert C. Oakes resigned as Director at CISO Global, Inc..
- Action
- resigned
- Role
- Director
Exact text from the filing
the Board accepted the resignation letters previously tendered by existing members of the Board, Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Phillip Balatsos was appointed as Director at CISO Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
the Board of Directors (the “Board”) of the Company appointed Phillip Balatsos, Mohsen (Michael) Khorassani and Andrew Hancox as new members of the Board
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Brett Chugg resigned as Director at CISO Global, Inc..
- Action
- resigned
- Role
- Director
Exact text from the filing
the Board accepted the resignation letters previously tendered by existing members of the Board, Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 0.95
Mohsen Khorassani was appointed as Director at CISO Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
the Board of Directors (the “Board”) of the Company appointed Phillip Balatsos, Mohsen (Michael) Khorassani and Andrew Hancox as new members of the Board
View on SEC.gov
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