8-K
filed November 25, 2025, 6:59 PM ET
ticker AZTR
CIK 0001701478
other material
confidence high
sentiment neutral
materiality 0.60
Azitra raises $1.5M in private placement of common stock and warrants at $0.32/unit
Azitra, Inc.
- Gross proceeds $1.5M from sale of 4,687,500 shares (or pre-funded warrants) and warrants to buy 4,687,500 shares at $0.32.
- Common warrants exercisable at $0.32 per share upon shareholder approval, expire 5 years later.
- Maxim Group LLC acted as sole placement agent; cash fee 7% of gross proceeds plus 187,500 placement agent warrants.
- Proceeds to be used for general corporate purposes; closing occurred November 25, 2025.
- Company agreed to file resale registration statement for the securities within 20 days.
Key facts
Extracted from this filing and checked against the source text.
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Azitra, Inc. issued 187,500 shares of Common Stock of warrant to Maxim Group LLC, as sole placement agent for exercise price equal to 125% of the Offering Price.
- Security
- warrant
- Shares
- 187,500 shares of Common Stock
- Purchaser
- Maxim Group LLC, as sole placement agent
- Consideration
- exercise price equal to 125% of the Offering Price
Exact text from the filing
(the “Placement Agent Warrant Shares”), equal to 4.0% of the total number of shares of Common Stock and Pre-Funded Warrants sold in the Offering, at an exercise price equal to 125% of the Offering Price; and (iii) reimburse the Placement Agent for certain out of pocket expenses, including the reasonable fees of legal counsel, in an amount not to exceed
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Azitra, Inc. issued up to an aggregate of 4,687,500 shares of Common Stock of warrant to a single institutional investor for $0.32 per Common Warrant.
- Security
- warrant
- Shares
- up to an aggregate of 4,687,500 shares of Common Stock
- Purchaser
- a single institutional investor
- Consideration
- $0.32 per Common Warrant
Exact text from the filing
up to an aggregate of 4,687,500 shares of Common Stock (the “Common Warrant Shares” together with the Pre-Funded Warrant Shares, the “Warrant Shares”) at an exercise price of $0.32 per Common Warrant. The offering price was $0.32 per share of Common Stock or Pre-Funded Warrant and accompanying Common Warrant (the “Offering Price”). The Pre-Funded Warrants
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Azitra, Inc. issued 535,759 shares of common stock of common stock to a single institutional investor for $0.32 per share.
- Security
- common stock
- Shares
- 535,759 shares of common stock
- Purchaser
- a single institutional investor
- Consideration
- $0.32 per share
Exact text from the filing
up to an aggregate of 4,687,500 shares of Common Stock (the “Common Warrant Shares” together with the Pre-Funded Warrant Shares, the “Warrant Shares”) at an exercise price of $0.32 per Common Warrant. The offering price was $0.32 per share of Common Stock or Pre-Funded Warrant and accompanying Common Warrant (the “Offering Price”). The Pre-Funded Warrants
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Azitra, Inc. issued up to an aggregate of 4,151,741 shares of Common Stock of warrant to a single institutional investor for $0.0001 per Pre-Funded Warrant.
- Security
- warrant
- Shares
- up to an aggregate of 4,151,741 shares of Common Stock
- Purchaser
- a single institutional investor
- Consideration
- $0.0001 per Pre-Funded Warrant
Exact text from the filing
private placement offering priced at a premium to market in accordance with NYSE rules (the “Offering”) an aggregate of 535,759 shares of common stock of the Company, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of 4,151,741 shares of Common Stock (the “Pre-Funded
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Azitra, Inc. entered into Securities Purchase Agreement with a single institutional investor valued at approximately $1.5 million (effective 2025-11-24).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- a single institutional investor
- Value
- approximately $1.5 million
- Effective
- 2025-11-24
Exact text from the filing
On November 24, 2025, Azitra, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with a single institutional investor (the “Purchaser”)
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Azitra, Inc. entered into Placement Agency Agreement with Maxim Group LLC (effective 2025-11-24).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Maxim Group LLC
- Effective
- 2025-11-24
Exact text from the filing
On November 24, 2025, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with Maxim Group LLC, as sole placement agent (the “Placement Agent”)
View on SEC.gov
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