ALT5 Sigma appoints Steven M. Plumb as CFO with base salary of $339,400

AI Financial Corp

Steven M. Plumb appointed CFO effective Nov 24, 2025; employment agreement finalized Jan 21, 2026.
Base salary of $339,400 per year; eligible for annual bonus up to 50% of base salary.
Received $20,000 signing bonus (paid to consulting firm Clear Financial Solutions).
Granted 95,337 RSUs vesting over two years: 50% at year one, remainder quarterly thereafter.
Severance: if terminated without cause, receives base salary for one year plus prorated bonus and accelerated equity vesting.

item 5.02 item 9.01

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accession 0001493152-26-003885

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