debt
confidence high
sentiment neutral
materiality 0.70
Vivos exchanges $2.86M Streeterville debt for 11.45M shares, 52% dilution
Vivos Therapeutics, Inc.
- Exchanged $2,861,270 of Streeterville Note principal for 11,445,080 common shares (avg $0.25/share) on Sept 2, 2026.
- Shares represent ~52% of pre-exchange outstanding (22,164,313) and ~34% of post-exchange (33,609,393).
- Following exchanges, Streeterville Note balance reduced to $3.7 million; no cash proceeds received.
- Exchanges done via 12 agreements; shares unregistered, issued under Section 3(a)(9).
- Amendment corrects original 8-K report date to Sept 2, 2026; transactions consummated that date.