ADES extends Tax Asset Protection Plan to Dec 2024; appoints Laurie Bergman to board

Arq, Inc.

Tax Asset Protection Plan extended to Dec 31, 2024; expires Dec 31, 2023 if stockholder approval not obtained.
Director Taylor Simonton resigned effective June 13, 2023; no disagreements with the company.
Laurie Bergman appointed as director and Audit Committee chair, effective immediately after Simonton's resignation.
Bergman is CFO of Liquid Environmental Solutions; former CAO of UGI Corp and AmeriGas.
Bergman will stand for election at the 2023 Annual Meeting of Stockholders.

item 1.01 item 3.03 item 5.02 item 9.01

Executive movements

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Departed

Taylor Simonton

Director

ARQ · Arq, Inc.

Successor: Laurie Bergman
Filed: April 14, 2023, 7:59 PM ET

On April 11, 2023, Taylor Simonton resigned from his position as a member of the Company's Board of Directors (the "Board") effective as of 8 am (Mountain Time) on the date of the Company's 2023 Annual Meeting of Stockholders

Appointed

Laurie Bergman

Director

ARQ · Arq, Inc.

Filed: April 14, 2023, 7:59 PM ET

On April 11, 2023, the Board appointed Laurie Bergman to the Board, effective immediately following the Resignation Effective Time (the "Appointment Time") to fill the vacancy created by Mr. Simonton's resignation from the Board.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Taylor Simonton resigned as Director at Arq, Inc..

Action: resigned
Role: Director

Exact text from the filing

On April 11, 2023, Taylor Simonton resigned from his position as a member of the Company's Board of Directors (the "Board") effective as of 8 am (Mountain Time) on the date of the Company's 2023 Annual Meeting of Stockholders

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Laurie Bergman was appointed as Director at Arq, Inc..

Action: appointed
Role: Director

Exact text from the filing

On April 11, 2023, the Board appointed Laurie Bergman to the Board, effective immediately following the Resignation Effective Time (the "Appointment Time") to fill the vacancy created by Mr. Simonton's resignation from the Board.

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Arq, Inc. amended Sixth Amendment to Tax Asset Protection Plan with Computershare Trust Company, N.A. (effective 2023-04-13).

Action: amendment
Counterparty: Computershare Trust Company, N.A.
Effective: 2023-04-13

Exact text from the filing

On April 13, 2023, Advanced Emissions Solutions, Inc. (the "Company"), a Delaware corporation, entered into the Sixth Amendment to Tax Asset Protection Plan (the "Sixth Amendment") between the Company and Computershare Trust Company, N.A. (the "Rights Agent") that amends the Tax Asset Protection Plan dated May 5, 2017, as amended (the "TAPP") between the Company and the Rights Agent.

View on SEC.gov

300 material agreements filed in the last 30 days. Browse all material agreements →

Arq, Inc. filing history →

Source: SEC EDGAR

accession 0001515156-23-000047

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