8-K
filed June 14, 2023, 7:59 PM ET
ticker SWKHL
CIK 0001089907
other
confidence high
sentiment neutral
materiality 0.15
SWK Holdings stockholders elect four directors, ratify BPM LLP as auditor
SWK Holdings Corp
- All four director nominees elected (plurality): Jerry Albright, Laurie L. Dotter, Robert K. Hatcher, Marcus Pennington.
- Ratification of BPM LLP as independent auditor for 2023: 12,262,940 for, 402 against, 95 abstain.
- Advisory vote on executive compensation approved: 10,791,587 for, 326,870 against, 826,999 abstain.
- Broker non-votes of 317,981 on proposals 1 and 3 (directors and compensation).
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
SWK Holdings Corp shareholders approved Ratification of Independent Registered Public Accountants at the 2023-06-14 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal 2 – Ratification of Independent Registered Public Accountants. The appointment of BPM LLP as the Company’s independent registered public accounting firm for the 2023 fiscal year was ratified, as follows: For Against Abstain 12,262,940 402 95
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
SWK Holdings Corp shareholders approved Election of Directors at the 2023-06-14 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal 1 – Election of Directors. Each of Jerry Albright, Laurie L. Dotter, Robert K. Hatcher and Marcus Pennington were elected to the Board of Directors, by a plurality of votes, to serve until the Company’s 2024 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier resignation, death or removal, with the voting results being as follows: Nominee For Withheld Broker Non-Votes Jerry Albright 10,993,355 952,101 317,981 Laurie L. Dotter 11,820,066 125,390 317,981 Robert K. Hatcher 10,839,490 1,105,966 317,981 Marcus E. Pennington 11,566,301 379,155 317,981
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
SWK Holdings Corp shareholders approved Advisory approval of executive compensation at the 2023-06-14 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal 3 – Approval, on an advisory basis, of the compensation paid to certain executive officers. The stockholders approved, on an advisory basis, the compensation paid to certain executive officers, as follows: For Against Abstain Broker Non-Votes 10,791,587 326,870 826,999 317,981
View on SEC.gov
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