8-K filed April 6, 2026, 7:59 PM ET ticker SWKHL CIK 0001089907

M&A confidence high sentiment neutral materiality 0.90

SWK Holdings acquired by Runway Growth Finance; stockholders get 1.7264 RWAY shares or $20.59 cash per share

SWK Holdings Corp

Merger completed April 6, 2026; each SWKH share converted into either 1.7264 RWAY shares or $20.59 cash plus $0.74 guaranteed cash payment.
SWKH notified Nasdaq to suspend trading and delist its common stock; plans to file Form 15 to suspend SEC reporting.
All pre-merger officers and directors of SWKH resigned; RWAY appointees now serve as directors and officers.
SWKH's First Horizon Bank credit facility terminated and all outstanding obligations repaid in full.
SWKH became a wholly-owned subsidiary of RWAY; certificate of incorporation and bylaws replaced with RWAY's.

item 1.01 item 1.02 item 2.01 item 3.01 item 3.03 item 5.03 item 5.01 item 5.02 item 9.01

Machine-readable event card

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accession: 0001552781-26-000198
form_type: 8-K
ticker: SWKHL
cik: 0001089907
company_name: SWK Holdings Corp
filed_at: 2026-04-06T23:59:59+00:00
discovered_at: 2026-05-14T18:02:31.935504+00:00
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event_type: m_and_a
sentiment: neutral
materiality_score: 0.9
calibrated_materiality_score: 0.9
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Source-grounded claims

cecb795a68a8cdf4992d3e6d60bc17a90906e440

SWK Holdings Corp underwent a change of control involving Runway Growth Finance Corp. for either 1.7264 shares of RWAY Common Stock or $20.59 in cash, plus $0.74 in cash per share (closed 2026-04-06).

Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

SEC 8-K Item 2.01/5.01 confidence 0.9 SEC evidence

067c7b422ade41500859fb6b1a5bd67c636a40c5

SWK Holdings Corp terminated Credit Agreement with First Horizon Bank (effective 2026-04-06).

on April 6, 2026, the Company and its subsidiaries terminated all outstanding lender commitments, under that certain Credit Agreement, dated June 28, 2023, by and among the Company, SWK Funding LLC, a Delaware limited liability company and First Horizon Bank (as amended, modified or otherwise supplemented from time to time, the “Credit Agreement”).

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

58f8360c3f76454b2895c7e341da4248a1380ede

SWK Holdings Corp amended Second Supplemental Indenture with Wilmington Trust, National Association valued at $30.0 million aggregate principal amount (effective 2026-04-06).

on April 6, 2026, the Company entered into the Second Supplemental Indenture (the “Second Supplemental Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), to the Indenture, dated as of October 3, 2023, between the Company and the Trustee (as amended and supplemented by the First Supplemental Indenture, dated as of October 3, 2023, the “Base Indenture”), under which the Company issued $30.0 million aggregate principal amount of its 9.00% Senior Notes due 2027 (the “2027 Notes”).

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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of Flushing (“ Flushing Common Stock ”) issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive 0.85 of a share (the “ Exchange Ratio ”) of common stock, par value $0.01 per share, of OceanFirst (“ OceanFirst Common Stock ” and such consideration, the “ Merger Consideration ”).

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Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share

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Source: SEC EDGAR

accession 0001552781-26-000198

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