regulatory
confidence high
sentiment negative
materiality 0.65
Dolphin Entertainment receives Nasdaq delisting notice for late 10-K filing
Dolphin Entertainment, Inc.
- Nasdaq notified DLPN on April 19, 2022, for non-compliance with Listing Rule 5250(c)(1) due to delayed 10-K.
- No immediate delisting; company has 60 days to file 10-K or submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant up to 180 days from original due date to file.
- Company expects to file the 10-K within the 60-day period, avoiding a formal compliance plan.