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8-K filed January 25, 2024, 6:59 PM ET ticker WHF CIK 0001552198
regulatory confidence high sentiment negative materiality 0.60

WhiteHorse Finance, Inc. (WHF): Nasdaq/NYSE listing notice — WhiteHorse Finance receives Nasdaq non-compliance notice after director Kevin Burke's death

WhiteHorse Finance, Inc.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

WhiteHorse Finance, Inc. received a nasdaq noncompliance notice notice regarding board independence (rules 5605).

Exchange
nasdaq
Notice
noncompliance notice
Deficiency
board independence
Rules
5605
Exact text from the filing
January 24, 2024, the Company received a notice (the “Notice”) from the Listing Qualifications Department of Nasdaq notifying the Company that, as a result of the death of Mr. Burke, the Company no longer complies with Nasdaq’s independent director requirement as set forth in Listing Rule 5605, which requires Nasdaq-listed companies to have a board of directors comprised of a majority of independent directors. ​ Consistent with Listing Rule 5605(b)(1)(A), the Notice provides that Nasdaq will provide the Company a cure period in order to regain compliance as follows (the “Cure Period”): until t
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WhiteHorse Finance, Inc. filing history →

Source: SEC EDGAR
accession 0001558370-24-000543
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