Vaxxinity, Inc.: auditor change — Vaxxinity appoints FORVIS as new auditor; GC departs, new Chief Legal Officer named

Vaxxinity, Inc.

Audit committee appoints FORVIS, LLP as independent auditor effective Sept 27, 2023, replacing Armanino.
General Counsel René Paula resigns effective Nov 3, 2023 to pursue other opportunities.
Sumita Ray appointed Chief Legal & Administrative Officer effective Oct 1, 2023.
Ray brings 20+ years pharma/biotech experience, previously at Pharmacyclics, Calithera, Instil Bio.
Armanino had resigned citing transition away from public company audits; FORVIS to review Q3 2023 10-Q.

item 4.01 item 5.02 item 8.01

Executive movements

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Departed

René Paula

General Counsel

Vaxxinity, Inc.

Effective: 2023-11-03
Filed: September 28, 2023, 7:59 PM ET

René Paula notified the Company that he intends to resign from his position as the Company’s General Counsel, effective November 3, 2023, to pursue other opportunities.

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Vaxxinity, Inc. engaged FORVIS, LLP as its auditor.

Action: engagement
Auditor: FORVIS, LLP

Exact text from the filing

On September 27, 2023, the Audit Committee of the Board of Directors of Vaxxinity, Inc. (the “Company”) appointed FORVIS, LLP (“FORVIS”) as the Company’s independent registered public accounting firm.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

René Paula resigned as General Counsel at Vaxxinity, Inc..

Action: resigned
Role: General Counsel

Exact text from the filing

René Paula notified the Company that he intends to resign from his position as the Company’s General Counsel, effective November 3, 2023, to pursue other opportunities.

View on SEC.gov

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Source: SEC EDGAR

accession 0001562762-23-000353

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