Smith Micro appoints James Kempton as CFO effective Nov 3, 2021

SMITH MICRO SOFTWARE, INC.

Kempton joins from L.B. Foster (Controller); succeeds interim CFO Michael Fox.
Annual base salary $275,000; target bonus of $100K + $40K cash; initial 20K vested shares grant.
Fox's departure is not related to financial disclosures or accounting matters.
Kempton also named Treasurer and principal financial/accounting officer.

item 5.02 item 7.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

James M. Kempton

Vice President and Chief Financial Officer

SMSI · SMITH MICRO SOFTWARE, INC.

Effective: 2021-11-03
Filed: October 6, 2021, 7:59 PM ET

On October 6, 2021, as described more fully below, Smith Micro Software, Inc. (the “Company”), announced that Mr. James M. Kempton has been appointed as the Company’s Vice President and Chief Financial Officer, effective November 3, 2021.

Departed (interim)

Michael K. Fox

Interim Chief Financial Officer

SMSI · SMITH MICRO SOFTWARE, INC.

Effective: 2021-11-03
Successor: James M. Kempton
Filed: October 6, 2021, 7:59 PM ET

On such date, Mr. Michael K. Fox, who currently serves as the Company’s Interim Chief Financial Officer will step down from that role.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

James M. Kempton was appointed as Vice President and Chief Financial Officer at SMITH MICRO SOFTWARE, INC..

Action: appointed
Role: Vice President and Chief Financial Officer

Exact text from the filing

On October 6, 2021, as described more fully below, Smith Micro Software, Inc. (the “Company”), announced that Mr. James M. Kempton has been appointed as the Company’s Vice President and Chief Financial Officer, effective November 3, 2021.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Michael K. Fox departed as Interim Chief Financial Officer at SMITH MICRO SOFTWARE, INC..

Action: stepped down
Role: Interim Chief Financial Officer

Exact text from the filing

On such date, Mr. Michael K. Fox, who currently serves as the Company’s Interim Chief Financial Officer will step down from that role.

View on SEC.gov

SMITH MICRO SOFTWARE, INC. filing history →

Source: SEC EDGAR

accession 0001564590-21-050247

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