UMB Financial imposes blackout period for 401(k) plan trustee replacement; restricts insider trading Sept 28–Oct 16

UMB FINANCIAL CORP

Blackout period due to replacing Plan's trustee/custodian and Plan administrator.
Begins Sept 28, 2022 at 4:00 p.m. EST; expected end week of Oct 16, 2022.
Participants cannot change contributions, transfer investments, or take loans/distributions.
Directors and executive officers prohibited from trading Company equity securities under Regulation BTR.
Violations may require disgorgement of profits and result in civil/criminal penalties.

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