8-K
filed June 16, 2023, 7:59 PM ET
ticker NEWT
CIK 0001587987
other
confidence high
sentiment neutral
materiality 0.15
NewtekOne shareholders elect directors, approve auditor, equity plans at annual meeting
NewtekOne, Inc.
- Re-elected Richard Salute (10,032,644 for) and Salvatore Mulia (10,000,851 for) as directors for three-year terms.
- Ratified RSM US LLP as independent auditor for FY 2023 with 17,529,268 votes for, 255,876 against.
- Advisory vote on executive compensation passed: 9,449,516 for, 654,290 against.
- Approved 2023 Stock Incentive Plan (9,276,639 for) and 2023 Employee Stock Purchase Plan (9,723,029 for).
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
NewtekOne, Inc. shareholders approved Advisory vote on compensation of named executive officers at the 2023-06-14 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal III: An advisory vote on the compensation of the Company’s named executive officers: Votes For Votes Against Abstentions 9,449,516 654,290 330,926
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
NewtekOne, Inc. shareholders approved Approval of the Company's 2023 Employee Stock Purchase Plan at the 2023-06-14 meeting.
- Proposal
- equity plan
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal V: Approval of the Company's 2023 Employee Stock Purchase Plan: Votes For Votes Against Abstentions 9,723,029 510,254 201,450
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
NewtekOne, Inc. shareholders approved Ratification of RSM US LLP as independent registered accounting firm for fiscal year 2023 at the 2023-06-14 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal II: To ratify the selection of RSM US LLP as the Company’s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2023: Votes For Votes Against Abstentions 17,529,268 255,876 168,850
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
NewtekOne, Inc. shareholders approved Approval of the Company's 2023 Stock Incentive Plan at the 2023-06-14 meeting.
- Proposal
- equity plan
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal IV: Approval of the Company6s 2023 Stock Incentive Plan: Votes For Votes Against Abstentions 9,276,639 856,559 301,535
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
NewtekOne, Inc. shareholders approved Election of two directors to serve until 2026 at the 2023-06-14 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-06-14
Exact text from the filing
Proposal I: To elect two directors of the Company to serve on the Board of Directors until the Company’s Annual Meeting of Shareholders in 2026 and until their successors are duly elected and qualified: Director Votes For Votes Withheld Richard Salute 10,032,644 402,089 Salvatore Mulia 10,000,851 433,882
View on SEC.gov
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.