Tricida, Inc.: Nasdaq/NYSE listing notice — Tricida to be delisted from Nasdaq on Jan 24 after Chapter 11 filing; no appeal

Tricida, Inc.

Filed Chapter 11 bankruptcy petition on Jan 11, 2023 (Case No. 23-10024).
Nasdaq cited public interest concerns and listing compliance issues for delisting.
Company will not appeal; trading suspended Jan 24, then moves to OTC market.
Prior 8-Ks filed Dec 7 and Dec 12, 2022 flagged continued listing concerns.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Tricida, Inc. received a nasdaq delisting notice notice regarding other (rules 5101, 5110(b), IM-5101-1).

Exchange: nasdaq
Notice: delisting notice
Rules: 5101, 5110(b), IM-5101-1

Exact text from the filing

ase No. 23-10024)). On January 13, 2022, the Company received notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, after a review of publicly available information related to the Filing and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, the Staff has determined that the Company’s securities will be delisted from Nasdaq. Nasdaq’s determination is based on the Filing and associated public interest concerns raised by it; concerns regarding the residual equity interest of the existing listed securities hold

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Source: SEC EDGAR

accession 0001595585-23-000009

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