secwatch / observer
8-K filed April 8, 2026, 7:59 PM ET ticker AQB CIK 0001603978
other material confidence high sentiment negative materiality 0.70

AquaBounty exchanges $4M senior notes for preferred stock, raises $500K cash

AQUABOUNTY TECHNOLOGIES INC

item 1.01item 3.02item 3.03item 5.03item 9.01

Machine-readable event card

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AQUABOUNTY TECHNOLOGIES INC
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2026-04-08T23:59:59+00:00
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JSON Markdown Plain text

Source-grounded claims

92f5c2e4acaca43fa17b5b04d3716ef12c495365

AQUABOUNTY TECHNOLOGIES INC: Filed Certificate of Designations establishing rights, preferences and privileges of Series A Preferred Stock (effective 2026-04-07).

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

SEC 8-K Item 5.03/5.05/5.06 confidence 0.9 SEC evidence

Comparable filings

DGAC

Disciplined Growth Acquisition Corp. closes $150M IPO on NYSE

DISCIPLINED GROWTH ACQUISITION Corp June 1, 2026, 4:15 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

On May 26, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies, which was effective on May 26, 2026.

Filing page SEC filing

SAGU

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Shreya Acquisition Group May 11, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

On May 6, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.

Filing page SEC filing

PSEC

Prospect Capital enters $400M at-the-market preferred stock offering; reclassifies 16M common shares

PROSPECT CAPITAL CORP May 8, 2026, 7:59 PM ET other_material Items 1.01, 3.03, 5.03, 9.01

same fact type: governance_change same SEC item: 1.01, 3.03, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

On May 8, 2026, in connection with the Offering, the Company filed Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”), reclassifying and designating 16,000,000 authorized and unissued shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), into shares of Series A Preferred Stock.

Filing page SEC filing

CUK

Carnival completes DLC unification and redomiciliation to Bermuda; Carnival plc now a subsidiary

CARNIVAL PLC May 7, 2026, 7:59 PM ET other_material Items 1.02, 2.01, 3.01, 3.02, 3.03, 5.01, 5.03, 7.01, 9.01

same fact type: governance_change same SEC item: 3.02, 3.03, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

In addition, Carnival Corporation also migrated its jurisdiction of incorporation from the Republic of Panama to Bermuda and changed its name to "Carnival Corporation Ltd." (the "Redomiciliation" and, together with the DLC Unification, the "DLC Unification and Redomiciliation Transactions").

Filing page SEC filing

QLEP

Quantum Leap Acquisition Corp closes $200M SPAC IPO on NYSE

Quantum Leap Acquisition Corp May 6, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

In connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies. The Amended and Restated Memorandum and Articles of Association have an effective date of April 29, 2026, being the date on which the special resolution to adopt the Amended and Restated Memorandum and Articles of Association was passed.

Filing page SEC filing

ENZN

Viskase Holdings adopts Section 382 Rights Plan to protect NOL assets; threshold at 4.9%

Viskase Holdings, Inc. May 5, 2026, 7:59 PM ET other_material Items 1.01, 3.03, 5.03, 7.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.03, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

In connection with the adoption of the Section 382 Rights Agreement, the Board approved a Certificate of Designation of Series A-2 Junior Participating Preferred Stock of Viskase Holdings, Inc. (the “Certificate of Designation”). The Certificate of Designation was filed with the Secretary of the State of Delaware on May 5, 2026.

Filing page SEC filing

MTNE

CH4 Natural Solutions Corporation prices $200M IPO; begins trading on NYSE

CH4 Natural Solutions Corp May 5, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 7.01, 8.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The Company’s Amended and Restated Memorandum and Articles of Association (as so amended, the “ Memorandum and Articles ”) were approved on April 30, 2026.

Filing page SEC filing

MCAH

Mountain Crest Acquisition 6 Corp. closes $60M IPO; units start trading April 30

Mountain Crest Acquisition 6 Corp. May 5, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.03, 8.01, 9.01

same fact type: governance_change same SEC item: 1.01, 3.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.

Comparable filing

On April 29, 2026, in connection with the IPO, the Company filed its Amended and Restated Memorandum and Articles of Association, as described in the Registration Statement, with the Registry of Corporate Affairs of British Virgin Islands.

Filing page SEC filing

Source: SEC EDGAR
accession 0001603978-26-000036
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This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.