secwatch / observer
8-K filed April 8, 2026, 7:59 PM ET ticker AQB CIK 0001603978
other material confidence high sentiment negative materiality 0.70

AquaBounty exchanges $4M senior notes for preferred stock, raises $500K cash

AQUABOUNTY TECHNOLOGIES INC

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC issued 27,386 shares of Series A Preferred Stock of preferred stock to a certain purchaser for aggregate cash consideration of $500,000.

Security
preferred stock
Shares
27,386 shares of Series A Preferred Stock
Purchaser
a certain purchaser
Consideration
aggregate cash consideration of $500,000
Exact text from the filing
On April 7, 2026, the Company also entered into a preferred stock purchase agreement (the “Purchase Agreement”) with a certain purchaser, pursuant to which the Company issued and sold 27,386 shares of Series A Preferred Stock, which are convertible into up to 547,705 shares of Common Stock, for aggregate cash consideration of $500,000 in a private placement
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC issued 236,367 shares of Series A Convertible Preferred Stock of preferred stock to certain holders of the Company’s outstanding senior notes for $4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest.

Security
preferred stock
Shares
236,367 shares of Series A Convertible Preferred Stock
Purchaser
certain holders of the Company’s outstanding senior notes
Consideration
$4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest
Exact text from the filing
On April 7, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into securities exchange agreements (the “Exchange Agreements”) with certain holders of the Company’s outstanding senior notes, pursuant to which an aggregate of $4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest was exchanged for an aggregate of 236,367 shares of the Company’s Series A Convertible Preferred Stock
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC issued preferred stock.

Security
preferred stock
Exact text from the filing
Item 3.03 Material Modifications to Rights of Security Holders. In connection with the transactions described in Item 1.01, on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC: Filed Certificate of Designations establishing rights, preferences and privileges of Series A Preferred Stock (effective 2026-04-07).

Change
charter amendment
Effective
2026-04-07
Exact text from the filing
on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.
View on SEC.gov

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AQUABOUNTY TECHNOLOGIES INC filing history →

Source: SEC EDGAR
accession 0001603978-26-000036
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