Digital Media Solutions, Inc.: Nasdaq/NYSE listing notice — NYSE delists DMS warrants for abnormally low price; $9.3M preferred redemption deemed illegal

Digital Media Solutions, Inc.

NYSE suspends trading of DMS warrants (DMS WS) immediately, delisting due to abnormally low price levels under Section 802.01D.
Class A common stock (DMS) and units continue trading on NYSE unaffected.
Holders of all outstanding Series A Preferred Stock demand cash redemption of ~$9.3M under Section 9(b).
Board determines it cannot legally effect redemption under Delaware law; no further action disclosed.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Digital Media Solutions, Inc. received a nyse delisting notice notice regarding other (rules 802.01D).

Exchange: nyse
Notice: delisting notice
Rules: 802.01D

Exact text from the filing

de on the NYSE under the symbol “DMS WS” (the “Warrants”), from the NYSE and that trading in the Warrants on the NYSE would be suspended immediately. The Staff has determined that the Warrants are no longer suitable for listing on the NYSE based on “abnormally low” price levels, pursuant to Section 802.01D of the NYSE Listed Company Manual. Trading in the Company’s Class A Common Stock and units on the NYSE will continue.

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001628280-23-022602

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.