Digital Media Solutions, Inc.: Nasdaq/NYSE listing notice — Digital Media Solutions delisted from NYSE for failing $15M market cap rule; moves to OTC

Digital Media Solutions, Inc.

NYSE determined DMS did not maintain average global market cap of $15M over 30 consecutive trading days (Rule 802.01B).
Class A common stock began OTC trading on Sept 26, 2023 under symbol DMSL.
Delisting does not trigger default under senior secured credit facility; recent amendment provides flexibility.
Company will remain an SEC reporting entity and may seek relisting in the future.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.97

Digital Media Solutions, Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

September 25, 2023, Digital Media Solutions, Inc. ("DMS" or the “Company”) announced that it will be delisted from the New York Stock Exchange (the “NYSE”). The Company’s delisting follows the NYSE’s determination under Rule 802.01B of the NYSE Listed Company Manual that the Company did not meet the NYSE’s continued listing standard that requires listed companies to maintain an average global market capitalization of at least $15 million over a period of 30 consecutive trading days. The Company’s delisting does not affect the Company’s business operations and DMS continues to be focused on its

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Source: SEC EDGAR

accession 0001628280-23-033203

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