UpHealth, Inc.: Nasdaq/NYSE listing notice — UpHealth common stock (UPH) delisted from NYSE for market cap deficiency; now trades OTC under UPHL

UpHealth, Inc.

NYSE Regulation commenced delisting proceedings for UpHealth common stock (UPH) on Dec 11, 2023, due to failure to maintain $15M average global market cap over 30 days.
Trading in UPH was suspended immediately and moved to OTC under symbol 'UPHL' effective Dec 12, 2023.
Company's warrants (UPH.WS) were already delisted on Nov 28, 2023, and now trade OTC under 'UPHLW'.
Company is evaluating options including appeal within 10 business days; can't assure continued OTC trading or liquidity.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

UpHealth, Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

mpany’s Common Stock is no longer suitable for listing because the Company had fallen below the continued listing standard of the NYSE requiring listed companies to maintain an average global market capitalization over a consecutive 30 trading day period of at least $15,000,000, pursuant to Section 802.01B of the NYSE Listed Company Manual. The NYSE will apply to the SEC to delist the Common Stock upon completion of all applicable procedures, which provide, among other things, that the Company has the right to appeal NYSE Regulation’s decision within 10 business days following receipt of notic

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Source: SEC EDGAR

accession 0001628280-23-041443

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