ESS Tech, Inc. (GWH): Nasdaq/NYSE listing notice — ESS Tech receives NYSE delisting notice for low market cap and equity

ESS Tech, Inc.

30-day avg market cap $47.8M; reported equity $49.2M as of Sept 30, 2024.
NYSE Rule 802.01B requires both market cap and equity above $50M.
Company to submit plan within 45 days to regain compliance within 18 months.
No immediate impact on listing or operations; cure period pending NYSE acceptance.
Ticker GWH continues trading on NYSE while company evaluates options.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ESS Tech, Inc. received a nyse noncompliance notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: noncompliance notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

March 24, 2025, ESS Tech, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the New York Stock Exchange (the “ NYSE ”) indicating that the Company is no longer in compliance with NYSE’s continued listing standards set forth in Section 802.01B (the “ Minimum Market Capitalization Standard ”) due to the fact that the Company’s average global market capitalization over a consecutive 30 trading-day period was less than $50 million and, at the same time, its stockholders’ equity was less than $50 million. As described in the Notice, as of March 21, 2025, the Company’s 30 tradin

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ESS Tech, Inc. filing history →

Source: SEC EDGAR

accession 0001628280-25-015467

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