urban-gro, Inc. (UGRO): Nasdaq/NYSE listing notice — urban-gro receives Nasdaq non-compliance notice for late 10-K and 10-Q filings

urban-gro, Inc.

Nasdaq notified urban-gro on May 21, 2025 that it is out of compliance with Listing Rule 5250(c)(1) due to unfiled 10-K (FY2024) and 10-Q (Q1 2025).
The company has until June 16, 2025 to submit a plan to regain compliance; Nasdaq may grant up to Oct 13, 2025 to file the 10-K.
Delays attributed to restatement of prior financials (completed Feb 19, 2025) and turnover in the finance department.
The notice has no immediate effect on listing of common stock on Nasdaq Capital Market.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 21, 2025, urban-gro, Inc. (the “Company”) received a notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) stating that because the Company had not yet filed its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2025 (the “Form 10-Q”) or its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Form 10-K”), the Company continues to be out of compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commi

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2 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

urban-gro, Inc. filing history →

Source: SEC EDGAR

accession 0001628280-25-027660

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