NewtekOne signs $50M ATM distribution deal for senior notes and preferred

NewtekOne, Inc.

Up to $50M aggregate of 8.50% 2029 Notes, 8.625% 2029 Notes, 8.50% 2031 Notes, and depositary shares representing perpetual preferred stock.
Placement agents are B. Riley Securities, Compass Point Research & Trading, and Roth Capital Partners.
At-the-market offerings made through Nasdaq or other methods; effective March 12, 2026.
Securities issued under existing shelf registration (File No. 333-269452) and a prospectus supplement filed March 13, 2026.
Proceeds intended for general corporate purposes; no specific use stated.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

NewtekOne, Inc. entered into Securities Distribution Agreement with B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC valued at up to $50,000,000 aggregate principal amount (effective 2026-03-13).

Action: entry
Agreement: atm program
Counterparty: B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC
Value: up to $50,000,000 aggregate principal amount
Effective: 2026-03-13

Exact text from the filing

On March 13, 2026, NewtekOne (the “Company”) entered into a Securities Distribution Agreement (the “Securities Distribution Agreement”), by and among the Company, B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC (collectively, the “Placement Agents”).

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NewtekOne, Inc. filing history →

Source: SEC EDGAR

accession 0001628280-26-019493

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