SYNTEC OPTICS HOLDINGS, INC. (OPTX): Nasdaq/NYSE listing notice — Syntec Optics receives Nasdaq delisting notice for late 10-K filing

SYNTEC OPTICS HOLDINGS, INC.

Nasdaq notified Syntec Optics on April 16, 2025, of non-compliance with Listing Rule 5250(c)(1) due to late 10-K filing.
Company has 60 calendar days to submit a compliance plan; Nasdaq can extend up to October 13, 2025.
Management is working to complete and file the Form 10-K as soon as practicable.
Syntec Optics trades on Nasdaq under ticker OPTX; warrants under OPTXW.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SYNTEC OPTICS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 16, 2025, Syntec Optics Holdings, Inc. (the “Company”) received a delinquency notification letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that since it has not yet filed its Form 10-K for the year ended December 31, 2024 the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all periodic financial reports with the U.S. Securities and Exchange Commission. The Letter states that the Company now has 60 calendar days to submit a plan to regain compli

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Source: SEC EDGAR

accession 0001641172-25-005850

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