secwatch / observer
8-K filed December 11, 2024, 6:59 PM ET ticker USBC CIK 0001074828
regulatory confidence high sentiment neutral materiality 0.60

USBC, Inc. (USBC): Nasdaq/NYSE listing notice — Know Labs gets NYSE American nod on compliance plan; extension to Mar 2026

USBC, Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

USBC, Inc. received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(ii), 1003(a)(iii)).

Exchange
nyse american
Notice
extension granted
Deficiency
stockholders equity
Rules
1003(a)(ii), 1003(a)(iii)
Exact text from the filing
December 10, 2024, Know Labs, Inc. (the “Company”) received notice from the NYSE American LLC (“NYSE American”) that it had accepted the Company’s plan to regain compliance with the NYSE American continued listing standards and granted a plan period through March 27, 2026 (“Extension Date”). As previously disclosed on September 27, 2024, the Company received a letter from the NYSE American stating that the Company was not in compliance with the continued listing standards set forth in Sections 1003(a)(ii) and 1003(a)(iii) of the NYSE American Company Guide, which require stockholders’ equity o
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19 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

USBC, Inc. filing history →

Source: SEC EDGAR
accession 0001654954-24-015377
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