SMITH MIDLAND CORP (SMID): Nasdaq/NYSE listing notice — Smith-Midland receives Nasdaq non-compliance notice for late 10-K; appoints new CFO

SMITH MIDLAND CORP

Nasdaq notified SMID on Apr 17 of non-compliance with Listing Rule 5250(c)(1) due to late 10-K filing for FY2024.
Delay stems from additional time for financial close and internal control assessment; material weakness expected to be reported.
Dominic L. Hunter appointed CFO effective Apr 17, 2025; brings 20+ years financial leadership, most recently CFO at iVenture Accounting Group.
Hunter's prior roles include CFO at VersaTech, O'Gara Group, and Cyberpoint International; he is a CPA and UVA graduate.
Company expects to file Form 10-K in the near future; no other executive changes announced.

item 3.01 item 5.02 item 9.01

Executive movements

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Appointed

Dominic L. Hunter

Chief Financial Officer

SMID · SMITH MIDLAND CORP

Effective: 2025-04-17
Filed: April 23, 2025, 7:59 PM ET

On April 17, 2025, Dominic L. Hunter, age 62, commenced employment as Chief Financial Officer of the Company.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SMITH MIDLAND CORP received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 17, 2025, Smith-Midland Corporation (the “Company”) received a letter from Nasdaq indicating that it was not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Annual Report in Form 10-K for the year ended December 31, 2024 (the “Form 10-K”). As referenced in the Company’s recent filing of Form 12b-25, the delay in filing the Form 10-K is related to the Company requiring additional time to complete its financial reportin

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Executive change SEC 8-K Item 5.02 confidence 0.95

Dominic L. Hunter was appointed as Chief Financial Officer at SMITH MIDLAND CORP.

Action: commenced employment
Role: Chief Financial Officer

Exact text from the filing

On April 17, 2025, Dominic L. Hunter, age 62, commenced employment as Chief Financial Officer of the Company.

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Source: SEC EDGAR

accession 0001654954-25-004570

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