AUDDIA INC. (AUUD): Nasdaq/NYSE listing notice — Auddia files Q2 10-Q after receiving Nasdaq delinquency notice

AUDDIA INC.

Received Nasdaq notice on Aug 23 for failing to timely file Q2 2023 Form 10-Q; no immediate trading impact.
Filed the delinquent Form 10-Q on Aug 24, 2023; believes Nasdaq compliance is regained.
Delay attributed to new independent accountant CohnReznick LLP completing review of interim financials.
Under Nasdaq rules, had until Oct 22, 2023 to submit a compliance plan, but filing resolved the issue.

item 2.02 item 8.01 item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

AUDDIA INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

August 23, 2023, the Company received a notice from Nasdaq notifying the Company that because the Company remains delinquent in filing its Form 10-Q, the Company no longer complies with Nasdaq Listing Rule 5250(c)(1), which requires companies with securities listed on Nasdaq to timely file all required periodic reports with the SEC. The notice received from Nasdaq has no immediate effect on the listing or trading of the Company’s securities on Nasdaq. However, if the Company would fail to timely regain compliance with Rule 5250(c)(1), the Company’s securities would be subject to delisting from

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6 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

AUDDIA INC. filing history →

Source: SEC EDGAR

accession 0001683168-23-006077

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