other material
confidence high
sentiment neutral
materiality 0.20
Sonoma Pharmaceuticals files prospectus supplement for existing ATM equity offering with Maxim Group
Sonoma Pharmaceuticals, Inc.
- Company entered Equity Distribution Agreement with Maxim Group on Dec 15, 2023, amended March 8, 2024.
- Prospectus supplement filed Sept 20, 2024 under effective S-3 registration statement (File No. 333-275311).
- Shares sold under ATM via Maxim as sales agent; no specific number or amount disclosed in filing.
- Polsinelli PC opinion on validity of shares filed as Exhibit 5.1.