John Dal Poggetto
Effective July 17, 2023, our Board of Directors appointed John Dal Poggetto as our Controller.
Highest-materiality recent filing
Sonoma Pharmaceuticals special meeting cancelled after quorum not achieved
Adjourned special meeting on Aug 19, 2026 cancelled; no quorum (1,157,852 of 3,473,554 shares needed).
Sonoma Pharmaceuticals ups ATM offering capacity to $3.64M
Sold 173,073 shares for $574,633 since Sept 2025 under existing ATM agreement.
Sonoma Pharmaceuticals prices $4.0M public offering of units at $1.35/unit
Offering of 2,962,962 units initially, each unit one share (or pre-funded warrant) and one warrant at $1.35 per unit.
Sonoma Pharmaceuticals enters manufacturing supply agreement with Kenvue for Microcyn products in US
Agreement with Kenvue Brands LLC for US sale of Microcyn-based products, effective Oct 24, 2025 through March 2027.
Sonoma Pharmaceuticals appoints Vanessa Jacoby to board; Birnbaum retires as director
Dr. Jay Birnbaum retired from board Jan 28, 2026; will serve as consultant for one year, receiving 5,000 RSUs per quarter.
Filing includes an updated investor presentation as of January 2026, furnished as Exhibit 99.1.
Sonoma Pharmaceuticals grants annual equity to executives and directors
Non-employee directors each received 10,000 options at $3.68, vesting in 3 equal annual tranches.
Sonoma Pharma terminates EVP/COO Bruce Thornton for cause, effective Oct 18
Bruce Thornton terminated as EVP and Chief Operating Officer on October 18, 2025.
CEO Amy Trombly amends employment agreement; COO Bruce Thornton retires, position eliminated
CEO Amy Trombly's base salary set at $475,000 per annum; target annual bonus of 50% of base salary.
Sonoma Pharmaceuticals files updated investor presentation; no material new details disclosed
Furnished updated investor presentation dated September 29, 2025, under Item 8.01.
Sonoma Pharma enters $2.07M ATM stock offering with Ladenburg Thalmann
At Market Issuance Sales Agreement with Ladenburg Thalmann for up to $2,070,463 of common stock.
Sonoma Pharmaceuticals shareholders elect director, approve executive compensation and auditor
Dr. Jay Birnbaum elected Class II director with 123,034 votes for, 19,478 withheld.
Sonoma Pharmaceuticals files updated investor presentation; no specific new data in excerpt
Company filed an updated investor presentation as of April 28, 2025, under Item 8.01.
Sonoma Pharmaceuticals posts updated investor presentation with no material new information
Filed updated investor presentation as of April 7, 2025, under Item 8.01.
Sonoma expands Microcyn distribution deal with WellSpring to include additional products
Amendment No. 1 dated March 21, 2025 adds new Microcyn-based products to existing Master Supply Agreement.
Sonoma inks exclusive US distribution deal with WellSpring for Microcyn products
Exclusive US distribution agreement with WellSpring Pharmaceutical, effective Jan 29, 2025.
Sonoma Pharma grants 7,500 options to directors and 10,000 RSUs to each top executive
Non-employee directors each received 7,500 options at $2.68, vesting over three years.
Sonoma Pharmaceuticals terminates exclusive supply agreement with EMC Pharma
EMC Pharma failed to meet minimum purchase quantities; 30-day cure period expired.
Sonoma expands Medline distribution to Canada and OTC retail in US and Canada
Amendment No. 1 to Distribution Agreement with Medline dated Oct 17, 2024 adds Canada and OTC wound care sales to retailers.
Sonoma Pharmaceuticals files prospectus supplement for existing ATM equity offering with Maxim Group
Company entered Equity Distribution Agreement with Maxim Group on Dec 15, 2023, amended March 8, 2024.
Authorized shares increased from 24M to 50M; reverse split ratio 1:20 effective Aug 29, 2024 at 5pm EDT.
Sonoma Pharmaceuticals files prospectus supplement for existing at-the-market equity offering
Company entered into Equity Distribution Agreement with Maxim Group LLC on Dec 15, 2023, amended March 8, 2024.
Sonoma Pharmaceuticals enters 5-year distribution agreement with Medline for wound care products
Distribution agreement effective August 19, 2024, covers wound cleansers and other products in the United States.
Sonoma Pharmaceuticals files prospectus supplement for ATM equity facility
Filed a prospectus supplement on June 27, 2024 for at-the-market offering of common stock through Maxim Group LLC.
Presentation covers stabilized hypochlorous acid products for wound, eye, oral, nasal, and dermatological care.
Sonoma Pharmaceuticals updates investor presentation; no material changes
HOCl product portfolio covers wound, eye, oral, nasal, dermatology, podiatry, and animal health
Nasdaq grants Sonoma Pharmaceuticals 180-day extension to meet $1.00 bid price rule
Company received until September 16, 2024 to regain compliance with Nasdaq minimum $1.00 closing bid price rule.
Sonoma Pharmaceuticals increases ATM offering capacity by $785,679
Amendment No. 1 to Dec 2023 Equity Distribution Agreement with Maxim Group LLC allows sale of up to $785,679 in additional common shares.
Sonoma provides January 2024 investor presentation; no material new financial data
Presentation reiterates stabilized HOCl platform for dermatology, wound, eye, nasal, oral, animal health.
Sonoma Pharma enters 2-year exclusive EU license for Avenova eye products
Exclusive license to use Avenova marks on Ocudox eye products in EU, effective Jan 5, 2024.
Sonoma Pharmaceuticals grants 180,000 stock options to executive officers at $0.18 per share
CEO Amy Trombly, interim CFO Jerry Dvonch, and COO Bruce Thornton each received 60,000 options.
ATM facility allows Sonoma to sell up to $392,077 of common stock through Maxim Group.
Amended filing corrects item number from original 8-K dated October 11, 2023.
Sonoma Pharmaceuticals provides updated investor presentation; no material changes disclosed
Exhibit 99.1 contains an updated corporate presentation dated October 2023.
Sonoma Pharma receives Nasdaq delisting notice for bid price non-compliance; say-on-pay vote fails
Received Nasdaq notice on Sept 22, 2023 for failure to maintain $1 minimum bid price for 30 consecutive days.
Sonoma Pharmaceuticals appoints Controller and sets new interim CFO consulting terms
John Dal Poggetto appointed Controller effective July 17, 2023; annual salary $100,000, bonus up to 20%, option grant for 5,000 shares vesting over three years.
Sonoma Pharmaceuticals files updated investor presentation; no material new information disclosed
Filed Form 8-K with Item 7.01 disclosure attaching an updated investor presentation dated May 10, 2023.
Sonoma Pharmaceuticals CFO Chad White resigns; Jerry Dvonch named interim CFO
Chad White resigned as CFO effective April 7, 2023; unvested options forfeited.
Sonoma Pharmaceuticals upsizes ATM offering by up to $420,838
Entered amendment to ATM offering agreement with Ladenburg Thalmann on Feb 24, 2023.
Sonoma enters exclusive South Korea distribution deal with Daewoong for Primocyn
Exclusive distribution agreement effective Jan 26, 2023 for Primocyn Skin Solution (Microcyn technology) in South Korea.
Sonoma Pharmaceuticals updates investor presentation; no material new disclosures
Presentation highlights stabilized hypochlorous acid products for dermatology, wound care, eye care, and other applications.
Sonoma Pharmaceuticals grants annual options to execs and directors at $1.08 strike
Board revised Director Compensation Plan, reducing annual director option grants to 20,000 per director.
Sonoma Pharmaceuticals enters ATM equity offering agreement for up to $2.7M
ATM agreement with Ladenburg Thalmann to sell common stock up to $2,700,000 aggregate gross proceeds.
Sonoma Pharmaceuticals appoints Chad White as CFO, succeeding Jerry Dvonch effective Nov 18, 2022
Jerry Dvonch resigns as CFO effective Nov 18, 2022; will assist transition to Boulder, CO office by Dec 31.
Sonoma Pharmaceuticals say-on-pay fails; other proposals approved at annual meeting
Jay Birnbaum elected Class II director with 277,332 votes for, 169,061 withheld.
CEO Amy Trombly appointed to board effective July 22, 2022; amended employment agreement with severance of one-time base salary.
Sonoma Pharmaceuticals enters two distribution deals for Microcyn products
Non-exclusive distribution with Salus Medical for Microcyn dental/derm/wound/eye care in US; one-year initial term.
Sonoma Pharmaceuticals grants 30,000 stock options each to CEO, CFO, COO and directors
Annual grant of stock options to employees, executive officers, and directors on January 14, 2022.
Sonoma files investor presentation; no new material details visible in exhibit text
Furnished investor presentation under Item 7.01 for virtual conferences on Jan 10-13, 2022.
Exclusive rights for hypochlorous acid products (dermatology, eye, oral) in Singapore, Malaysia, Indonesia, and Thailand.
Effective July 17, 2023, our Board of Directors appointed John Dal Poggetto as our Controller.
Effective April 7, 2023, Chad White resigned as our Chief Financial Officer, and our Board of Directors appointed Jerry Dvonch as our interim Chief Financial Officer.
Effective April 7, 2023, Chad White resigned as our Chief Financial Officer, and our Board of Directors appointed Jerry Dvonch as our interim Chief Financial Officer.
Effective on October 3, 2022, our Board of Directors appointed Chad White as our interim Chief Financial Officer.
We accepted the resignation of Mr. Dvonch as Chief Financial Officer effective November 18, 2022.
Effective November 18, 2022, Mr. White will serve as Chief Financial Officer of the Company.
In connection with the Woodstock office closure, Mr. Jerry Dvonch resigned as our Chief Financial Officer.
Effective July 22, 2022, the Company’s Board of Directors appointed Amy Trombly, our Chief Executive Officer, to serve as a member of our Board of Directors.
On July 27, 2021, Sharon Barbari, our director, chair of the audit committee and member of the compensation and nominating and corporate governance committee notified us that she does not intend to stand for re-election at out upcoming annual meeting of stockholders on September 15, 2021 due to personal reasons.
Max materiality 0.75 · Median 0.35 · Most common event other_material