Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
NOCERA, INC. incurred convertible notes of $8,000,000 with Investor at nine percent (9%) per annum maturing November 3, 2027.
- Instrument
- convertible notes
- Principal
- $8,000,000
- Counterparty
- Investor
- Rate
- nine percent (9%) per annum
- Maturity
- November 3, 2027
- Event
- incurrence
Exact text from the filing
On November 3, 2025, the Company consummated the initial closing under the Purchase Agreement, pursuant to which it issued to the Investor a senior secured convertible note in the principal amount of $8,000,000 (the “Initial Note”) for a purchase price of $7,280,000.
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Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
NOCERA, INC. issued Conversion Shares of common stock to an accredited investor for pursuant to the conversion of the Initial Note.
- Security
- common stock
- Shares
- Conversion Shares
- Purchaser
- an accredited investor
- Consideration
- pursuant to the conversion of the Initial Note
Exact text from the filing
Item 3.02 Unregistered Sales of Equity Securities. The information set forth in Item 2.03 of this Current Report on Form 8-K is incorporated herein by reference. The Initial Note described above was issued, and the Conversion Shares will be issued, in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended, and Rule 506(b) of Regulation D. The investor represented to the Company that it is an “accredited investor” within the meaning of Rule 501(a) under the Securities Act.
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