Focus Universal closes $4.0M private placement of Common Units and warrants

FOCUS UNIVERSAL INC.

Gross proceeds of $4.0M from sale of 1,117,318 units at $3.58/unit.
Each unit: 1 share (or pre-funded warrant at $0.00001) + Series A warrant ($3.33, 24 mo) + Series B warrant ($3.33, 60 mo).
Aegis Capital Corp acted as placement agent receiving 7% commission.
Net proceeds for general corporate purposes and working capital.
Warrants have 4.99% beneficial ownership limitation (can be increased to 9.99% after 61 days).

item 1.01 item 3.02 item 8.01 item 9.01

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accession 0001683168-26-002816

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