Focus Universal closes $4.0M private placement of Common Units and warrants

FOCUS UNIVERSAL INC.

Gross proceeds of $4.0M from sale of 1,117,318 units at $3.58/unit.
Each unit: 1 share (or pre-funded warrant at $0.00001) + Series A warrant ($3.33, 24 mo) + Series B warrant ($3.33, 60 mo).
Aegis Capital Corp acted as placement agent receiving 7% commission.
Net proceeds for general corporate purposes and working capital.
Warrants have 4.99% beneficial ownership limitation (can be increased to 9.99% after 61 days).

item 1.01 item 3.02 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

FOCUS UNIVERSAL INC. issued warrant to private accredited investor.

Security: warrant
Purchaser: private accredited investor

Exact text from the filing

each Common Unit consisting of (i) one (1) share of common stock (or, in lieu thereof, one (1) Pre-Funded Warrant

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

FOCUS UNIVERSAL INC. issued 1,117,318 Common Units of unit to private accredited investor for $3.58 per unit.

Security: unit
Shares: 1,117,318 Common Units
Purchaser: private accredited investor
Consideration: $3.58 per unit

Exact text from the filing

into this Item 3.02 . Pursuant to the terms and conditions of the Purchase Agreement, the Investor purchased an aggregate of 1,117,318 Common Units at a purchase price of $3.58 per unit (or Pre-Funded Units at a purchase price of $3.57999 per unit, equal to the Common Unit offering price minus the Pre-Funded Warrant exercise price of $0.00001), (the “

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FOCUS UNIVERSAL INC. filing history →

Source: SEC EDGAR

accession 0001683168-26-002816

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