T Stamp Inc (IDAI): Nasdaq/NYSE listing notice — Nasdaq delisting notice for missing annual meeting; appoints Lance Wilson as CFO

T Stamp Inc

Received Nasdaq delisting notice on Jan 14,2025 for failing to hold annual meeting within 12 months of fiscal year end per Listing Rule 5620(a).
Company has 45 days to submit compliance plan; if accepted, exception until June 30,2025. Annual meeting scheduled Jan 29,2025.
Appointed Lance Wilson as CFO effective Jan 17,2025, replacing Alex Valdes (resigned Jan 2). Wilson previously SVP Accounting & Finance since July 2024.
Employment Agreement: base salary $182,250, annual equity bonus >=10% via RSUs, severance up to 24 months (36 months upon change in control).

item 3.01 item 5.02 item 9.01

Executive movements

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Appointed

Lance Wilson

Chief Financial Officer

IDAI · T Stamp Inc

Effective: 2025-01-17
Filed: January 21, 2025, 6:59 PM ET

the Board of Directors of the Company appointed Lance Wilson as the Company’s new Chief Financial Officer, to fill the vacancy in the position left after Alex Valdes’s resignation as Chief Financial Officer effective January 2, 2025.

Departed

Alex Valdes

Chief Financial Officer

IDAI · T Stamp Inc

Effective: 2025-01-02
Successor: Lance Wilson
Filed: January 21, 2025, 6:59 PM ET

Alex Valdes’s resignation as Chief Financial Officer effective January 2, 2025.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

T Stamp Inc received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 14, 2025, T Stamp Inc. (the “ Company ”) received a letter from The Nasdaq Stock Market LLC (“ Nasdaq ”), which stated that the Company no longer complies with Nasdaq’s continued listing rules due to the Company not having held an annual meeting of its stockholders within twelve months of the end of the Company’s fiscal year end, as required pursuant to Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq can grant the Company an exception of up t

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

T Stamp Inc received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 14, 2025, T Stamp Inc. (the “ Company ”) received a letter from The Nasdaq Stock Market LLC (“ Nasdaq ”), which stated that the Company no longer complies with Nasdaq’s continued listing rules due to the Company

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Lance Wilson was appointed as Chief Financial Officer at T Stamp Inc.

Action: appointed
Role: Chief Financial Officer

Exact text from the filing

the Board of Directors of the Company appointed Lance Wilson as the Company’s new Chief Financial Officer, to fill the vacancy in the position left after Alex Valdes’s resignation as Chief Financial Officer effective January 2, 2025.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Alex Valdes resigned as Chief Financial Officer at T Stamp Inc.

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

Alex Valdes’s resignation as Chief Financial Officer effective January 2, 2025.

View on SEC.gov

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T Stamp Inc filing history →

Source: SEC EDGAR

accession 0001718939-25-000016

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