secwatch / observer
8-K filed January 29, 2024, 6:59 PM ET ticker SBEV CIK 0001553788
regulatory confidence high sentiment negative materiality 0.60

SPLASH BEVERAGE GROUP, INC. (SBEV): Nasdaq/NYSE listing notice — Splash Beverage Group receives NYSE American deficiency notice; compliance plan accepted, extension to April 2025

SPLASH BEVERAGE GROUP, INC.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SPLASH BEVERAGE GROUP, INC. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(i)).

Exchange
nyse american
Notice
deficiency notice
Deficiency
stockholders equity
Rules
1003(a)(i)
Exact text from the filing
October 6, 2023, the Splash Beverage Group, Inc. (the “Company”) received a notification (the “Deficiency Letter”) from the staff at NYSE American LLC (“NYSE American”) that it was not in compliance with Section 1003(a)(i) of the continued listing standards set forth in the NYSE American Company Guide (the “Company Guide”), requiring a listed company to have stockholders’ equity of (i) at least $2.0 million if it has reported losses from continuing operations or net losses in two of its three most recent fiscal years. The Company submitted a proposed compliance plan to the NYSE American. Advis
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SPLASH BEVERAGE GROUP, INC. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(ii)).

Exchange
nyse american
Notice
deficiency notice
Deficiency
stockholders equity
Rules
1003(a)(ii)
Exact text from the filing
December 20, 2023, the Company received a notification (the “Plan Letter”), with NYSE acceptance of the proposed plan and further deficiency notice. In the Plan Letter the NYSE indicated that in addition to Section 1003(a)(i) of the Company Guide, the Company was also not in compliance with Section 1003(a)(ii) of the Company Guide, requiring a listed company to have stockholders’ equity of at least $4.0 million if it has reported losses from continuing operations or net losses in three of its four most recent fiscal years. If the Company is not in compliance with the continued listing standard
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SPLASH BEVERAGE GROUP, INC. filing history →

Source: SEC EDGAR
accession 0001731122-24-000175
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