Stem gets NYSE non-compliance letter on sub-$50M market cap and stockholders' equity

STEM, INC.

Stem notified NYSE on Oct 19, 2026 that it fails Section 802.01B: 30-trading-day average market cap and stockholders' equity must each be at least $50M.
NYSE sent the non-compliance letter Oct 20, 2026; Stem must submit a business plan within 45 days showing how it will regain compliance within 18 months.
Plan must set specific quarterly milestones; NYSE will rule on the plan within 45 days and monitor quarterly if accepted.
Common stock (NYSE: STEM) stays listed and trading during the cure period; company says operations, SEC reporting and debt covenants are unaffected.

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