Director Richard Lumb resigns; Colleen Brown appointed as Class III director and Audit Committee member

Bakkt, Inc.

Richard Lumb resigned as director and Audit Committee member effective July 16, 2024; no disagreement with company.
Board appointed Colleen Brown as Class III director on July 19, 2024, filling the vacancy.
Brown also appointed to Audit Committee; determined independent and qualifies as audit committee financial expert.
Brown is former President/CEO of Fisher Communications; serves on boards of TrueBlue, Big 5 Sporting Goods, and others.

item 5.02

Executive movements

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Departed

Richard Lumb

Director

BKKT · Bakkt, Inc.

Effective: 2024-07-16
Successor: Colleen Brown
Filed: July 19, 2024, 7:59 PM ET

On July 16, 2024, Richard Lumb resigned, effective immediately, as a director of Bakkt Holdings, Inc. (the “Company”) and as a member of the Audit and Risk Committee (the “Audit Committee”) of the Company’s Board of Directors (the “Board”).

Appointed

Colleen Brown

Class III Director

BKKT · Bakkt, Inc.

Effective: 2024-07-19
Filed: July 19, 2024, 7:59 PM ET

On July 19, 2024, the Board, upon the recommendation of its Nominating and Corporate Governance Committee, appointed Colleen Brown to serve as a Class III director, filling the vacancy created by Mr. Lumb’s resignation.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Richard Lumb resigned as Director at Bakkt, Inc..

Action: resigned
Role: Director

Exact text from the filing

On July 16, 2024, Richard Lumb resigned, effective immediately, as a director of Bakkt Holdings, Inc. (the “Company”) and as a member of the Audit and Risk Committee (the “Audit Committee”) of the Company’s Board of Directors (the “Board”).

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Colleen Brown was appointed as Class III Director at Bakkt, Inc..

Action: appointed
Role: Class III Director

Exact text from the filing

On July 19, 2024, the Board, upon the recommendation of its Nominating and Corporate Governance Committee, appointed Colleen Brown to serve as a Class III director, filling the vacancy created by Mr. Lumb’s resignation.

View on SEC.gov

Bakkt, Inc. filing history →

Source: SEC EDGAR

accession 0001820302-24-000111

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