Roth CH Acquisition Co.: Nasdaq/NYSE listing notice — Roth CH Acquisition receives Nasdaq deficiency notice for missing annual meeting requirement

Roth CH Acquisition Co.

Notice dated Jan 11, 2024: company failed to hold annual meeting within 12 months of FYE Dec 31, 2022, violating Listing Rule 5620(a).
Company has 45 days (until Feb 26, 2024) to submit a compliance plan to Nasdaq.
If plan accepted, Nasdaq can grant exception until June 28, 2024; failure to regain compliance may lead to delisting.
No immediate effect on listing; company may appeal any rejection to a Hearing Panel.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Roth CH Acquisition Co. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 11, 2024, Roth CH Acquisition Co. (the “Company”) received a deficiency notice (the “Notice”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5620(a), which requires that Nasdaq-listed companies hold an annual meeting of shareholders within twelve months of their fiscal year end (the “Annual Meeting Requirement”), because the Company did not hold an annual meeting of shareholders within twelve months of its fiscal year ended December 31, 2022. The notification

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Source: SEC EDGAR

accession 0001829126-24-000544

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