Roth CH Acquisition Co.: Nasdaq/NYSE listing notice — Roth CH Acquisition Co. to voluntarily delist from Nasdaq on April 25, 2024

Roth CH Acquisition Co.

Delisting effective on April 25, 2024; company will file Form 25 with SEC.
Non-compliance with Nasdaq's 400-shareholder minimum (Rule 5450(a)(2)) and annual meeting requirement (Rule 5620(a)).
Securities expected to trade on OTC Markets after delisting; no guarantee of market.
Extraordinary General Meeting adjourned to April 29, 2024, to finalize OTC listing and vote on dissolution proposals.
No additional redemptions or proxy solicitation during adjournment; proxies from prior meeting remain valid.

item 3.01 item 5.07 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Roth CH Acquisition Co. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2), 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2), 5620(a)

Exact text from the filing

January 29, 2024, the Company received a notice from Nasdaq that the Company was not in compliance with Nasdaq Listing Rule 5620(a), which requires that Nasdaq-listed companies hold an annual meeting of shareholders within twelve months of their fiscal year end because the Company did not hold an annual meeting of shareholders within twelve months of its fiscal year ended December 31, 2022. Following the delisting, the Company expects to have its Class A Ordinary Shares, Units, and Warrants quoted on a market operated by OTC Markets Group Inc. (the “OTC”) so that a trading market may continue

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Source: SEC EDGAR

accession 0001829126-24-002605

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