Sound Point Meridian appoints Lucas Foss as CCO, replacing Ivana Kovačić who resigned effectively July 26

Sound Point Meridian Capital, Inc.

Ivana Kovačić resigned as CCO effective July 26, 2024, to pursue other opportunities outside SS&C ALPS.
Lucas D. Foss appointed as CCO; he joined SS&C ALPS in Nov 2017, has 23+ years fund services experience.
Mr. Foss currently Director, Fund Compliance and Governance at SS&C Registered Fund Services and leads Fund CCO Services.

item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Ivana Kovačić

Chief Compliance Officer

SPMC · Sound Point Meridian Capital, Inc.

Effective: 2024-07-26
Successor: Lucas D. Foss
Filed: July 26, 2024, 7:59 PM ET

accepted the resignation of Ivana Kovačić as Chief Compliance Officer ("CCO") of the Company

Appointed

Lucas D. Foss

Chief Compliance Officer

SPMC · Sound Point Meridian Capital, Inc.

Effective: 2024-07-26
Filed: July 26, 2024, 7:59 PM ET

appointed Lucas D. Foss to succeed Ms. Kovačić as CCO of the Company

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 1.0

Ivana Kovačić resigned as Chief Compliance Officer at Sound Point Meridian Capital, Inc..

Action: resigned
Role: Chief Compliance Officer

Exact text from the filing

accepted the resignation of Ivana Kovačić as Chief Compliance Officer ("CCO") of the Company

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Lucas D. Foss was appointed as Chief Compliance Officer at Sound Point Meridian Capital, Inc..

Action: appointed
Role: Chief Compliance Officer

Exact text from the filing

appointed Lucas D. Foss to succeed Ms. Kovačić as CCO of the Company

View on SEC.gov

Sound Point Meridian Capital, Inc. filing history →

Source: SEC EDGAR

accession 0001829126-24-005035

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.