Recent 8-K filings for SPMC

• October 9, 2026, 4:51 PM ET earnings materiality 0.60 negative item 8.01

  Sound Point Meridian estimates Sept 30 NAV of $9.04-$9.14; Q3 realized losses of $0.60-$0.68/share

  Management's unaudited estimate of NAV per common share as of September 30, 2026 was $9.04 to $9.14.

• September 8, 2026, 5:29 PM ET other material materiality 0.20 neutral item 8.01

  Sound Point Meridian estimates NAV per share at $9.52-$9.62 as of Aug 31, 2026

  Net asset value per share estimated between $9.52 and $9.62 for August 31, 2026.

• August 12, 2026, 7:00 AM ET earnings materiality 0.65 neutral item 1.01item 8.01item 9.01

  SPMC reports Q1 FY27 NAV $9.88, NII $0.24/sh; declares $0.13 monthly distribution

  Q1 FY27 (June 30, 2026): NAV $9.88/sh; NII $5.1M ($0.24/sh); GAAP net income $17.5M ($0.83/sh).

• July 14, 2026, 4:30 PM ET other material materiality 0.50 neutral item 8.01

  SPMC provides preliminary Q2 2026 NAV range of $9.83-$9.93 per share

  Management's unaudited NAV per share estimate as of June 30, 2026: $9.83 to $9.93.

• June 8, 2026, 4:30 PM ET other material materiality 0.40 neutral item 8.01

  SPMC May 31 NAV estimate range: $10.57-$10.67 per share

  Unaudited net asset value per common share estimated between $10.57 and $10.67 as of May 31, 2026.

• May 27, 2026, 7:05 AM ET earnings materiality 0.75 negative item 8.01item 9.01

  Sound Point Meridian Q4 GAAP net loss $74.7M ($3.63/sh); NAV per share $9.63

  GAAP net loss of $74.7M ($3.63 per share) driven by $77.6M unrealized loss on CLO investments.

• May 20, 2026, 5:20 PM ET dividend materiality 0.25 neutral item 8.01item 9.01

  Sound Point Meridian declares $0.20/share common and preferred dividends for Q2 FY27

  Common stock monthly distribution of $0.20 per share for July, August, September 2026.

• May 11, 2026, 4:30 PM ET other material materiality 0.30 neutral item 8.01

  Sound Point Meridian Capital estimates NAV per share of common stock at $10.53-$10.63 as of April 30, 2026

  Unaudited NAV range for common stock (SPMC) is $10.53 to $10.63 per share as of April 30, 2026.

• April 9, 2026, 7:59 PM ET other material materiality 0.50 neutral item 8.01

  SPMC provides Q1 2026 NAV range of $9.58-$9.68, NII $0.29-$0.37, realized loss $0.29-$0.37

  NAV per share estimated at $9.58-$9.68 as of March 31, 2026.

• March 10, 2026, 7:59 PM ET other material materiality 0.60 neutral item 8.01

  Sound Point Meridian Capital provides Feb 2026 NAV estimate of $10.43-$10.53 per share

  Management's unaudited NAV range for common stock as of Feb 28, 2026: $10.43-$10.53 per share.

• February 11, 2026, 6:59 PM ET earnings materiality 0.75 negative item 8.01item 9.01

  SPMC Q3 FY2025 GAAP net loss $43.9M; NAV $14.02; common div $0.20/mo

  GAAP net loss of $43.9M ($2.14 per share); net investment income $9.0M ($0.44 per share).

• February 9, 2026, 6:59 PM ET other material materiality 0.30 neutral item 8.01

  Sound Point Meridian Capital estimates Jan 31 NAV at $13.35-$13.45

  Unaudited NAV per share range for common stock as of January 31, 2026: $13.35 to $13.45.

• January 9, 2026, 6:59 PM ET other material materiality 0.60 neutral item 8.01

  Sound Point Meridian estimates Dec 31 NAV $13.97-$14.07, Q4 NII $0.40-$0.48

  NAV per share range as of Dec 31, 2025: $13.97-$14.07.

• December 8, 2025, 6:59 PM ET other material materiality 0.55 neutral item 8.01

  Sound Point Meridian Capital reports estimated NAV range of $14.66-$14.76 as of Nov 30, 2025

  Unaudited estimate of NAV per share range for common stock: $14.66 - $14.76 as of November 30, 2025.

• November 13, 2025, 6:59 PM ET earnings materiality 0.70 negative item 8.01item 9.01

  Sound Point Meridian Capital reports fiscal Q2 net loss of $17.2M; NAV per share $16.91

  GAAP net loss $17.2M ($0.84/sh); NII $11.0M ($0.54/sh) on $20.2M investment income.

• November 12, 2025, 6:59 PM ET other material materiality 0.50 neutral item 8.01

  Sound Point Meridian Capital reports Oct 2025 NAV range $16.12-$16.22

  Management's unaudited estimate of NAV per share for common stock as of Oct 31, 2025: $16.12 to $16.22.

• November 6, 2025, 6:59 PM ET dividend materiality 0.25 neutral item 8.01item 9.01

  SPMC declares $0.25 common monthly dividend; Series A $0.16667, Series B $0.1640625 for Q4 FY2026

  Common stock: $0.25 monthly dividend for Jan, Feb, Mar 2026; payable Jan 30, Feb 27, Mar 31.

• November 6, 2025, 6:59 PM ET leadership materiality 0.50 neutral item 5.02

  Sound Point Meridian Capital appoints Daniel Fabian as CFO, succeeding Kevin Gerlitz effective Dec 31, 2025

  Kevin Gerlitz to depart as CFO on December 31, 2025 to pursue other opportunities.

• October 8, 2025, 7:59 PM ET other material materiality 0.55 neutral item 8.01

  Sound Point Meridian estimates Q3 2025 NAV $16.86-$16.96, NII $0.49-$0.59

  NAV per share range $16.86 to $16.96 as of Sept 30, 2025 (unaudited).

• October 7, 2025, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 9.01

  Sound Point Meridian Capital enters ATM equity distribution agreement for up to $100M

  Agreement with Oppenheimer, Lucid Capital Markets, and B. Riley; up to $100M common stock may be sold.

• September 8, 2025, 7:59 PM ET other material materiality 0.50 neutral item 8.01

  Sound Point Meridian Capital reports Aug 31 NAV per share range of $17.69-$17.79

  Unaudited NAV per share range as of Aug 31, 2025: $17.69 to $17.79.

• August 12, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 8.01item 9.01

  Sound Point Meridian Capital Q1 NII $10.8M ($0.53/sh); NAV $18.50; declares monthly dividends

  Net asset value per share $18.50; GAAP net income $9.7M ($0.47/sh) for Q1 ended June 30, 2025.

• August 11, 2025, 7:59 PM ET debt materiality 0.50 neutral item 1.01item 9.01

  Sound Point Meridian Capital extends CIBC credit facility to $150M and to August 2028

  First Amendment increases maximum facility size from $125M to $150M.

• August 7, 2025, 7:59 PM ET other material materiality 0.50 neutral item 8.01

  SPMC NAV per share $18.48-$18.58 as of July 31, 2025

  Management's unaudited estimate of net asset value per share range: $18.48 to $18.58 as of July 31, 2025.

• August 5, 2025, 7:59 PM ET dividend materiality 0.30 neutral item 8.01item 9.01

  Sound Point Meridian declares common and preferred dividends for Q3 FY2026

  Common stock monthly distribution of $0.25 per share payable Oct 31, Nov 28, Dec 31, 2025.

• July 17, 2025, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 3.03item 5.03item 9.01 ◈ Governance Changes

  Sound Point Meridian Capital closes $57.5M 7.875% Series B Preferred Offering

  Issued and sold 2,300,000 shares at $25/share, including full exercise of underwriters' overallotment; gross proceeds $57.5M.

• July 9, 2025, 7:59 PM ET other material materiality 0.55 neutral item 8.01

  SPMC estimates June 30 NAV $18.45-$18.55; NII $0.48-$0.58 per share

  Unaudited NAV common stock range $18.45-$18.55 per share as of June 30, 2025.

• June 6, 2025, 7:59 PM ET other material materiality 0.40 neutral item 8.01

  Sound Point Meridian Capital unaudited NAV per share estimate: $18.44-$18.54 as of May 31, 2025

  Unaudited NAV per share range for common stock as of May 31, 2025: $18.44 to $18.54.

• May 29, 2025, 7:59 PM ET earnings materiality 0.65 negative item 8.01item 9.01

  Sound Point Meridian Q4 GAAP net loss $20.7M; NII $0.66/share

  GAAP net loss of $20.7M ($1.02/share) on $32.3M unrealized loss; realized loss $1.7M.

• May 12, 2025, 7:59 PM ET other material materiality 0.60 neutral item 8.01

  SPMC estimates NAV per share at $17.50-$17.60 as of April 30, 2025

  Management's unaudited estimate of net asset value per share range is $17.50 to $17.60.

• April 7, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 8.01

  Sound Point Meridian provides Q1 2025 preliminary NAV $18.73-$18.81; NII $0.63-$0.67/share

  Estimated NAV per share as of March 31, 2025: $18.73 - $18.81.

• March 7, 2025, 6:59 PM ET other material materiality 0.50 neutral item 8.01

  Sound Point Meridian Capital reports Feb 28 NAV estimate of $19.97-$20.07

  Management's unaudited NAV per share estimate as of Feb 28, 2025: $19.97 to $20.07.

• February 12, 2025, 6:59 PM ET earnings materiality 0.75 positive item 8.01item 9.01

  Sound Point Meridian reports Q3 net income $32.2M, raises monthly distribution 4.2% to $0.25

  NAV $20.52; GAAP net income $32.2M ($1.59 per share).

• February 10, 2025, 6:59 PM ET other material materiality 0.50 neutral item 8.01

  Sound Point Meridian Capital estimates Jan 31 NAV per share $20.51-$20.61

  NAV estimate range $20.51-$20.61 per share as of Jan 31, 2025 (unaudited).

• February 5, 2025, 6:59 PM ET dividend materiality 0.25 neutral item 8.01

  Sound Point Meridian declares monthly dividends for Q1 FY2026: common $0.25/sh, pref $0.16667/sh

  Common stock monthly distribution of $0.25 per share for April, May, and June 2025.

• January 8, 2025, 6:59 PM ET other material materiality 0.30 neutral item 8.01

  Sound Point Meridian Capital reports NAV per share estimate of $20.47-$20.57 as of Dec 31, 2024

  Management provided an unaudited estimate of net asset value per share for common stock between $20.47 and $20.57.

• December 11, 2024, 6:59 PM ET other material materiality 0.55 neutral item 8.01

  Sound Point Meridian Capital estimates NAV per share $20.50–$20.60 as of Nov 30

  Management's unaudited NAV per share range for common stock: $20.50 to $20.60.

• November 13, 2024, 6:59 PM ET earnings materiality 0.65 neutral item 8.01item 9.01

  Sound Point Meridian reports Q2 fiscal 2024 NAV $19.59, net income $7.6M; monthly dividend raised to $0.24

  NAV per share $19.59; net investment income $17.5M ($0.86/share); GAAP net income $7.6M ($0.38/share).

• November 12, 2024, 6:59 PM ET other material materiality 0.50 neutral item 8.01

  SPMC estimates NAV per share $20.55-$20.65 as of Oct 31, 2024

  Management's unaudited estimate: net asset value per common share range $20.55 to $20.65.

• October 15, 2024, 7:59 PM ET other material materiality 0.70 neutral item 8.01item 9.01

  Sound Point Meridian Capital Reports Estimated September NAV per Share Range of $19.55-$19.65

  Management's unaudited estimate of NAV per share as of September 30, 2024, ranges from $19.55 to $19.65.

• August 30, 2024, 7:59 PM ET leadership materiality 0.40 neutral item 5.02item 9.01 ◈ executive_change ×2

  Director Steven Lipiner resigns; Matthew Forstenhausler appointed as Class III Director

  Steven Lipiner resigned as Director and Audit Committee Chair on Aug 30, 2024; no dispute with Company.

• August 15, 2024, 7:59 PM ET earnings materiality 0.75 positive item 8.01item 9.01

  Sound Point Meridian posts NAV $19.91, declares $0.22/month distribution; Q2 net loss $0.07/share

  NAV per share $19.91 as of June 30, 2024; net loss of $1.47M ($0.07 per share) for 18-day period since IPO.

• July 26, 2024, 7:59 PM ET leadership materiality 0.45 neutral item 5.02 ◈ executive_change ×2

  Sound Point Meridian appoints Lucas Foss as CCO, replacing Ivana Kovačić who resigned effectively July 26

  Ivana Kovačić resigned as CCO effective July 26, 2024, to pursue other opportunities outside SS&C ALPS.

• July 11, 2024, 7:59 PM ET debt materiality 0.40 neutral item 1.01item 8.01item 9.01

  Sound Point Meridian enters $100M revolving credit facility with CIBC

  $100M revolving facility secured by substantially all assets; accordion allows increase to $125M.

Executive changes

Materiality & sentiment trend

Max materiality 0.75 · Median 0.50 · Most common event other_material

2 positive 5 negative 37 neutral

source · SPMC on sec.gov